ExecComp
Collection
Here you'll find all the resources, datasets and models used to create the execcomp-ai dataset!
•
7 items
•
Updated
•
1
image
imagewidth (px) 61
1.65k
| text
stringlengths 33
22.9k
| label
class label 2
classes | doc_id
stringlengths 30
33
| year
int64 2.01k
2.02k
| company
stringlengths 3
49
|
|---|---|---|---|---|---|
<table><tr><td colspan="3">Nominees:</td></tr><tr><td>Name</td><td>Served as Company Director Since</td><td>Title</td></tr><tr><td colspan="3">Class I Term Expires in 2019</td></tr><tr><td>George Barr(Age 61)</td><td>2006</td><td>Director and Chairman of the Board</td></tr><tr><td>Terrence O. D'Arcy(Age 60)</td><td>2006</td><td>Director</td></tr><tr><td>John Dollinger (Age 59)</td><td>2006</td><td>Director</td></tr><tr><td>William L. Pomererening(Age 63)</td><td>2008</td><td>Director</td></tr><tr><td>Dennis G. Tonelli(Age 69)</td><td>2008</td><td>Director</td></tr><tr><td colspan="3">Continuing Directors:</td></tr><tr><td>Name</td><td>Served as Company Director Since</td><td>Title</td></tr><tr><td colspan="3">Class II New Term Will Expire in 2017</td></tr><tr><td>Peter Coules, Jr. (Age 54)</td><td>2013</td><td>Director</td></tr><tr><td>Rex D. Easton (Age 64)</td><td>2006</td><td>Director</td></tr><tr><td>Vincent E. Jackson (Age 53)</td><td>2013</td><td>Director</td></tr><tr><td>Patricia L. Lambrecht (Age 65)</td><td>2006</td><td>Director</td></tr><tr><td>Roy C. Thygesen (Age 58)</td><td>2013</td><td>Chief Executive Officer and Director</td></tr><tr><td>Scott A. Wehrli (Age 47)</td><td>2008</td><td>Director</td></tr><tr><td></td><td>5</td><td></td></tr><tr><td>Name</td><td>Served as Company Director Since</td><td>Title</td></tr><tr><td colspan="3">Class III Term Will Expire in 2018</td></tr><tr><td>Stephen G. Morissette(Age 54)</td><td>2006</td><td>Director</td></tr><tr><td>Daniel Para(Age 65)</td><td>2013</td><td>Director</td></tr><tr><td>Michael F. Pauritsch(Age 70)</td><td>2008</td><td>Director</td></tr><tr><td>Patrick J. Roe(Age 58)</td><td>2011</td><td>President, Chief Operating Officer and Director</td></tr><tr><td>Robert L. Sohol(Age 63)</td><td>2006</td><td>Director</td></tr></table>
| 0non_sct
|
1469134_2016_0001469134-16-000167
| 2,016
|
First Community Financial Partners, Inc.
|
|
<table><tr><td>$ millions</td><td colspan="2">Years Ended</td><td rowspan="2">Nine Months Ended September 30,2015(CIT standalone)</td></tr><tr><td></td><td>2017</td><td>2016</td></tr><tr><td>Pre-Tax Income Continuing Operations ("post-revision")</td><td>$ 191.6</td><td>$ 20.9</td><td>$ 136.8</td></tr><tr><td>Discontinued operations/OneWest transaction(1)</td><td>—</td><td>353.2</td><td>232.8</td></tr><tr><td>Goodwill Impairment(2)</td><td>255.6</td><td>333.7</td><td>—</td></tr><tr><td>Canadian total return swap facility ("TRS") Impact(2)</td><td>—</td><td>241.9</td><td>—</td></tr><tr><td>Other Adjustments(3)</td><td>257.3</td><td>(151.9)</td><td>56.2</td></tr><tr><td>Adjusted Pre-Tax Income ("post- revision")(4)</td><td>$ 704.5</td><td>$ 797.8</td><td>$ 425.8</td></tr><tr><td>Adjustment for revision</td><td>—</td><td>(23.3)</td><td>18.7</td></tr><tr><td>Adjusted Pre-Tax Income ("pre-revision")(5)</td><td>$ 704.5</td><td>$ 774.5</td><td>$ 444.5</td></tr></table>
| 0non_sct
|
1171825_2018_0001193125-18-101968
| 2,018
|
CIT GROUP INC
|
|
<table><tr><td></td><td>Benjamin Schall</td><td>Brian Dickman</td><td>Matthew Fernand</td><td>James Bry</td><td>Mary Rottler</td></tr><tr><td>Retirement plan match ($)(a)</td><td>7,950</td><td>7,950</td><td>7,950</td><td>7,950</td><td>7,950</td></tr><tr><td>Dividends ($)(b)</td><td>49,605</td><td>9,015</td><td>7,216</td><td>3,103</td><td>4,875</td></tr><tr><td>Total</td><td>57,555</td><td>16,965</td><td>15,166</td><td>11,053</td><td>12,825</td></tr></table>
| 0non_sct
|
1628063_2018_0001174947-18-000381
| 2,018
|
Seritage Growth Properties
|
|
<table><tr><td rowspan="2">Name and Principal Position</td><td rowspan="2">Fiscal Year</td><td colspan="2">Annual Compensation</td><td rowspan="2">Other Annual Compensation</td><td colspan="2">Long-Term Compensation</td></tr><tr><td>Salary ($)</td><td>Bonus ($)</td><td>Restricted Stock Award(s) ($)</td><td>Securities Underlying Options(#)</td></tr><tr><td>James E. Brown, D.V.M.</td><td>2005(1)</td><td>395,000</td><td>47,500</td><td>—</td><td>—</td><td>—</td></tr><tr><td>President, Chief Executive Officer</td><td>2004</td><td>380,000</td><td>—</td><td>—</td><td>—</td><td>350,000</td></tr><tr><td>and Director</td><td>2003</td><td>360,000</td><td>—</td><td>—</td><td>—</td><td>200,000</td></tr><tr><td>Felix Theeuwes, D.Sc.</td><td>2005(2)</td><td>405,000</td><td>48,750</td><td>—</td><td>—</td><td>—</td></tr><tr><td>Chairman and Chief Scientific Officer</td><td>2004</td><td>390,000</td><td>—</td><td>—</td><td>—</td><td>350,000</td></tr><tr><td></td><td>2003</td><td>380,000</td><td>—</td><td>—</td><td>—</td><td>225,000</td></tr><tr><td>Su II Yum, Ph.D. (3)</td><td>2005(4)</td><td>240,000</td><td>45,000</td><td>—</td><td>—</td><td>—</td></tr><tr><td>Senior Vice President, Pharmaceutical Systems Research & Development</td><td>2004</td><td>187,500</td><td>32,778</td><td>—</td><td>—</td><td>200,000</td></tr><tr><td></td><td>2003</td><td>164,000</td><td>—</td><td>—</td><td>—</td><td>117,750</td></tr><tr><td>Steven C. Halladay, Ph.D.</td><td>2005(5)</td><td>235,000</td><td>28,125</td><td>—</td><td>—</td><td>—</td></tr><tr><td>Vice President, Clinical and Regulatory</td><td>2004</td><td>225,000</td><td>18,000</td><td>—</td><td>—</td><td>142,000</td></tr><tr><td></td><td>2003</td><td>225,000</td><td>—</td><td>—</td><td>—</td><td>39,250</td></tr><tr><td>Tai Wah Chan, Ph.D. (6)</td><td>2005(7)</td><td>230,000</td><td>27,300</td><td>—</td><td>—</td><td>—</td></tr><tr><td>Vice President, Pharmaceutical Research & Development</td><td>2004</td><td>210,000</td><td>13,856</td><td>—</td><td>—</td><td>167,000</td></tr><tr><td></td><td>2003</td><td>205,000</td><td>—</td><td>—</td><td>—</td><td>97,500</td></tr></table>
| 1sct
|
1082038_2006_0001193125-06-091197
| 2,006
|
DURECT CORP
|
|
<table><tr><td></td><td></td><td>Mr. Burton</td><td>Mr. Massey</td><td>Mr. Welch</td><td>Mr. Marsh</td><td>Mr. Michel</td></tr><tr><td rowspan="3">Employer contributions to 401(k) Plan</td><td>2009</td><td>$9,266</td><td>$4,686</td><td>$6,573</td><td>$5,309</td><td>$7,079</td></tr><tr><td>2008</td><td>$9,000</td><td>$4,830</td><td>$6,720</td><td>$5,692</td><td>$5,272</td></tr><tr><td>2007</td><td>$8,366</td><td>$3,912</td><td>$4,381</td><td>$2,874</td><td>$4,321</td></tr><tr><td rowspan="3">Imputed income under split dollar agreements</td><td>2009</td><td>$28,916</td><td>$-</td><td>$-</td><td>$-</td><td>$14,000</td></tr><tr><td>2008</td><td>$28,916</td><td>$-</td><td>$-</td><td>$-</td><td>$14,000</td></tr><tr><td>2007</td><td>$28,916</td><td>$-</td><td>$-</td><td>$-</td><td>$14,000</td></tr><tr><td rowspan="3">Employer contributions to ESOP Plan</td><td>2009</td><td>$21,633</td><td>$10,961</td><td>$15,339</td><td>$12,437</td><td>$16,601</td></tr><tr><td>2008</td><td>$20,080</td><td>$10,776</td><td>$14,993</td><td>$12,842</td><td>$11,762</td></tr><tr><td>2007</td><td>$-</td><td>$-</td><td>$-</td><td>$-</td><td>$-</td></tr></table>
| 0non_sct
|
1375320_2009_0001375320-09-000025
| 2,009
|
Hampden Bancorp, Inc.
|
|
<table><tr><td>Name and principal position</td><td>Year</td><td>Salary($)</td><td>Bonus($)</td><td>Stock Awards ($) (3)</td><td>Option Awards($)(3)</td><td>Non-Equity Incentive Plan Compensation ($)</td><td>All Other Compensation ($)</td><td>Total($)</td></tr><tr><td>Jeffrey C. Dutton</td><td>2018</td><td>110,000</td><td>—</td><td>—</td><td>—</td><td>—</td><td>11,137(4)</td><td>121,137</td></tr><tr><td rowspan="2">Former President and CEO(1)</td><td>2017</td><td>425,000</td><td>—</td><td>—</td><td>—</td><td>—</td><td>44,680</td><td>469,680</td></tr><tr><td>2016</td><td>410,000</td><td>—</td><td>—</td><td>—</td><td>—</td><td>41,574</td><td>451,574</td></tr><tr><td>David J. Rintoul President and CEO(2)</td><td>2018</td><td>520,833</td><td>187,500(5)</td><td>261,023</td><td>2,395,853</td><td>765,625(5)</td><td>326,676(6)</td><td>4,457,510</td></tr><tr><td>Quinn J. Coburn</td><td>2018</td><td>371,550</td><td>72,657(5)</td><td>—</td><td>—</td><td>296,683(5)</td><td>17,692(7)</td><td>758,582</td></tr><tr><td rowspan="2">Chief Financial Officer, Vice President Finance and Treasurer</td><td>2017</td><td>360,000</td><td>402,480</td><td>—</td><td>—</td><td>—</td><td>16,451</td><td>778,931</td></tr><tr><td>2016</td><td>360,000</td><td>73,710</td><td>—</td><td>—</td><td>—</td><td>14,548</td><td>448,528</td></tr></table>
| 1sct
|
931148_2019_0001193125-19-085857
| 2,019
|
GRAFTECH INTERNATIONAL LTD
|
|
<table><tr><td></td><td>2007£</td><td>2006£</td></tr><tr><td>United Kingdom</td><td>107,465</td><td>232,057</td></tr><tr><td>Europe</td><td>652,399</td><td>521,915</td></tr><tr><td>Rest of world</td><td>2,368,976</td><td>2,865,294</td></tr><tr><td></td><td>3,128,840</td><td>3,619,266</td></tr><tr><td>2 Other operating expenses (net)</td><td></td><td></td></tr><tr><td></td><td>2007£</td><td>2006£</td></tr><tr><td>Selling and distribution costs</td><td>1,253,254</td><td>1,405,850</td></tr><tr><td>Administrative expenses</td><td>1,897,096</td><td>1,141,555</td></tr><tr><td></td><td>3,150,350</td><td>2,547,405</td></tr><tr><td colspan="3">3 Loss on ordinary activities before taxationLoss on ordinary activities before taxation is stated after charging/(crediting):</td></tr><tr><td></td><td>2007£</td><td>2006£</td></tr><tr><td>Depreciation and amounts written off tangible fixed assets</td><td></td><td></td></tr><tr><td>- owned</td><td>48,860</td><td>55,678</td></tr><tr><td>Profit on disposal of fixed assets</td><td>(4,912)</td><td>-</td></tr><tr><td>Amortization of goodwill</td><td>63,803</td><td>-</td></tr><tr><td>Research and development</td><td></td><td></td></tr><tr><td>- current year expenditure</td><td>117,819</td><td>114,879</td></tr><tr><td>- amortization and amounts written off deferred expenditure</td><td>12,160</td><td>5,683</td></tr><tr><td>Operating lease rentals</td><td></td><td></td></tr><tr><td>- plant and machinery</td><td>2,557</td><td>14,609</td></tr><tr><td>- other</td><td>162,310</td><td>82,836</td></tr><tr><td>Auditors' remuneration for audit services</td><td>30,000</td><td>21,000</td></tr></table>
| 0non_sct
|
711665_2008_0001144204-08-069917
| 2,008
|
PHOTOMEDEX INC
|
|
<table><tr><td>Name</td><td>Plan Name</td><td>Number of Years of Credited Service (#)</td><td>Present Value of Accumulated Benefit ($)</td><td>Payments During Last Fiscal Year ($)</td></tr><tr><td>Maurice H. Sullivan, Jr. (1)</td><td>Salary Continuation Plan</td><td>9</td><td>1,917,055</td><td>—</td></tr><tr><td rowspan="2">Thomas J. Leetch, Jr.</td><td>Defined Benefit Pension Plan</td><td>36.8</td><td>2,327,000</td><td>—</td></tr><tr><td>Salary Continuation Plan</td><td>9</td><td>2,133,996</td><td>—</td></tr><tr><td rowspan="2">James J. Gavin</td><td>Defined Benefit Pension Plan</td><td>25.8</td><td>701,000</td><td>—</td></tr><tr><td>Salary Continuation Plan</td><td>9</td><td>1,044,819</td><td>—</td></tr><tr><td rowspan="2">Christopher Lake</td><td>Defined Benefit Pension Plan</td><td>17.3</td><td>397,000</td><td>—</td></tr><tr><td>Salary Continuation Plan</td><td>9</td><td>816,846</td><td>—</td></tr></table>
| 0non_sct
|
1485964_2014_0000914317-14-000050
| 2,014
|
Peoples Federal Bancshares, Inc.
|
|
<table><tr><td rowspan="2">Name</td><td rowspan="2">Vesting Start Date</td><td colspan="4">Option Awards</td><td colspan="4">Stock Awards</td></tr><tr><td>Number of Securities Underlying Unexercised Options(#) Exercisable (1)</td><td>Number of Securities Underlying Unexercised Options(#) Unexercisable (1)</td><td>Option Exercise Price ($)</td><td>Option Expiration Date</td><td>Number of Shares or Units of Stock That Have Not Vested (#)(7)</td><td>Market Value of Shares or Units of Stock That Have Not Vested ($)</td><td>Equity Incentive Plan Awards: Number of Unearned Shares, Units or Other Rights That Have Not Vested (#)</td><td>Equity Incentive Plan Awards: Market or Payout Value of Unearned Shares, Units or Other Rights That Have Not Vested ($) (2)</td></tr><tr><td rowspan="12">Scott Durbin</td><td>6/23/2021</td><td>81,913</td><td>573,387</td><td>2.73</td><td>6/23/2031</td><td></td><td></td><td></td><td></td></tr><tr><td>1/20/2021</td><td>—</td><td>—</td><td>—</td><td>—</td><td>243,000(7)</td><td>277,020</td><td></td><td></td></tr><tr><td>11/26/2019</td><td>171,771</td><td>158,029</td><td>8.69</td><td>11/26/2029</td><td></td><td></td><td></td><td></td></tr><tr><td>—</td><td>—</td><td>—</td><td>—</td><td>—</td><td></td><td></td><td>63(3)</td><td>72</td></tr><tr><td>1/15/2019 (4)</td><td>613</td><td>17</td><td>1,240.00</td><td>1/15/2029</td><td></td><td></td><td></td><td></td></tr><tr><td>5/11/2018 (5)</td><td>241</td><td>59</td><td>1,970.00</td><td>5/11/2028</td><td></td><td></td><td></td><td></td></tr><tr><td>1/23/2018</td><td>118</td><td>3</td><td>4,480.00</td><td>1/23/2028</td><td></td><td></td><td></td><td></td></tr><tr><td>3/03/2017</td><td>133</td><td>—</td><td>4,460.00</td><td>3/03/2027</td><td></td><td></td><td></td><td></td></tr><tr><td>12/23/2016</td><td>51</td><td>—</td><td>5,220.00</td><td>12/23/2026</td><td></td><td></td><td></td><td></td></tr><tr><td>12/16/2015 (5)</td><td>98</td><td>—</td><td>6,000.00</td><td>12/16/2025</td><td></td><td></td><td></td><td></td></tr><tr><td>9/26/2014</td><td>48</td><td>—</td><td>4,800.00</td><td>9/26/2024</td><td></td><td></td><td></td><td></td></tr><tr><td>1/23/2013 (6)</td><td>11</td><td>—</td><td>9,920.00</td><td>2/2/2023</td><td></td><td></td><td></td><td></td></tr><tr><td rowspan="10">Jim Robbins</td><td>6/23/2021</td><td>13,088</td><td>91,612</td><td>2.73</td><td>6/23/2031</td><td></td><td></td><td></td><td></td></tr><tr><td>1/20/2021</td><td>—</td><td>—</td><td>—</td><td>—</td><td>39,000(7)</td><td>44,460</td><td></td><td></td></tr><tr><td>11/26/2019</td><td>17,188</td><td>15,812</td><td>8.69</td><td>11/26/2029</td><td></td><td></td><td></td><td></td></tr><tr><td>—</td><td>—</td><td>—</td><td>—</td><td>—</td><td></td><td></td><td>28(3)</td><td>32</td></tr><tr><td>1/15/2019 (4)</td><td>93</td><td>3</td><td>1,240.00</td><td>1/15/2029</td><td></td><td></td><td></td><td></td></tr><tr><td>5/11/2018 (5)</td><td>28</td><td>5</td><td>1,970.00</td><td>5/11/2028</td><td></td><td></td><td></td><td></td></tr><tr><td>1/23/2018</td><td>58</td><td>1</td><td>4,480.00</td><td>1/23/2028</td><td></td><td></td><td></td><td></td></tr><tr><td>12/23/2016</td><td>20</td><td>—</td><td>5,220.00</td><td>12/23/2026</td><td></td><td></td><td></td><td></td></tr><tr><td>12/16/2015</td><td>25</td><td>—</td><td>6,000.00</td><td>12/16/2025</td><td></td><td></td><td></td><td></td></tr><tr><td>9/26/2014 (5)</td><td>15</td><td>—</td><td>4,800.00</td><td>9/26/2024</td><td></td><td></td><td></td><td></td></tr></table>
| 0non_sct
|
879682_2022_0001437749-22-006581
| 2,022
|
VIVEVE MEDICAL, INC.
|
|
<table><tr><td rowspan="3">Name(1)</td><td colspan="2">Option Awards</td><td>Stock Awards</td></tr><tr><td colspan="2">Number of Securities Underlying Unexercised Options(#)</td><td rowspan="2">Number of Shares or Units of Stock That Have Not Vested(#)</td></tr><tr><td>Exercisable</td><td>Unexercisable</td></tr><tr><td>Franklin</td><td>65,796</td><td>—</td><td>10,344</td></tr><tr><td>Hansen</td><td>58,999</td><td>—</td><td>10,344</td></tr><tr><td>Thomas</td><td>79,724</td><td>—</td><td>10,344</td></tr><tr><td>Each of Kolb, Leonard, O'Brien, Rethore and Tokarz</td><td>102,025</td><td>—</td><td>10,344</td></tr></table>
| 0non_sct
|
1350593_2016_0001350593-16-000121
| 2,016
|
Mueller Water Products, Inc.
|
|
<table><tr><td>Name andPrincipalPosition</td><td>Year</td><td>Salary($)(2)</td><td>Bonus($)(3)</td><td>StockAwards($)</td><td>OptionAwards($)(1)</td><td>Non-equityIncentive PlanCompensation($)</td><td>All OtherCompensation($)</td><td>Total($)</td></tr><tr><td>Yuval Cohen</td><td>2015</td><td>$240,000</td><td>$—</td><td>$—</td><td>$—</td><td>$—</td><td>$—</td><td>$240,000</td></tr><tr><td>Chief Executive Officer</td><td>2014</td><td>174,989</td><td>45,000(4)</td><td>—</td><td>681,672</td><td>—</td><td>—</td><td>901,661</td></tr><tr><td>Mark Tepper</td><td>2015</td><td>240,000</td><td>—</td><td>—</td><td>—</td><td>—</td><td>—</td><td>240,000</td></tr><tr><td>President and Chief Scientific Officer</td><td>2014</td><td>211,060</td><td>—</td><td></td><td>345,599</td><td>—</td><td>—</td><td>556,659</td></tr><tr><td>Barbara White</td><td>2015</td><td>300,000</td><td>—</td><td>—</td><td>—</td><td>—</td><td>—</td><td>300,000</td></tr><tr><td>Chief Medical Officer</td><td>2014</td><td>102,692</td><td>—</td><td>—</td><td>108,838</td><td>—</td><td>—</td><td>211,530</td></tr></table>
| 1sct
|
1595097_2016_0001564590-16-016283
| 2,016
|
Corbus Pharmaceuticals Holdings, Inc.
|
|
<table><tr><td>Name and Principal Position(a)</td><td>Year(b)</td><td>Salary($) (c)</td><td>Bonus($) (d)</td><td>Stock Award($) (e)</td><td>Option Award($) (1) (f)</td><td>Non-Equity Incentive Plan Compensation($) (g)</td><td>Change in Pension Value and Nonqualified Deferred Compensation Earnings($) (h)</td><td>All Other Compensation($) (i)</td><td>Total($) (j)</td></tr><tr><td colspan="10">Named Executive Officers</td></tr><tr><td colspan="10">Joshua R. Disbrow</td></tr><tr><td rowspan="2">Chief Executive Officer since December 2012</td><td>2017</td><td>250,000</td><td>-</td><td>614,000</td><td>189,000</td><td>-</td><td>-</td><td>-</td><td>1,053,000</td></tr><tr><td>2016</td><td>250,000</td><td>313,000</td><td>-</td><td>559,000</td><td>-</td><td>-</td><td>-</td><td>1,122,000</td></tr><tr><td colspan="10">Jarrett T. Disbrow</td></tr><tr><td rowspan="2">Chief Operating Officer, Secretary and Treasurer</td><td>2017</td><td>250,000</td><td>-</td><td>533,000</td><td>189,000</td><td>-</td><td>-</td><td>-</td><td>972,000</td></tr><tr><td>2016</td><td>250,000</td><td>288,000</td><td>-</td><td>559,000</td><td>-</td><td>-</td><td>-</td><td>1,097,000</td></tr><tr><td colspan="10">Gregory A. Gould (2)</td></tr><tr><td rowspan="2">Chief Financial Officer since June 2014</td><td>2017</td><td>10,000</td><td>-</td><td>533,000</td><td>79,000</td><td>-</td><td>-</td><td>-</td><td>622,000</td></tr><tr><td>2016</td><td>-</td><td>250,000</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td><td>250,000</td></tr><tr><td colspan="10">Jonathan H. McGrael (3)</td></tr><tr><td rowspan="2">VP of Commercial Operations</td><td>2017</td><td>144,000</td><td>75,000</td><td>452,000</td><td>91,000</td><td>-</td><td>-</td><td>61,000 (4)</td><td>823,000</td></tr><tr><td>2016</td><td>140,000</td><td>238,000</td><td>-</td><td>186,000</td><td>-</td><td>-</td><td>13,000 (4)</td><td>577,000</td></tr></table>
| 1sct
|
1385818_2018_0001213900-18-005782
| 2,018
|
AYTU BIOSCIENCE, INC
|
|
<table><tr><td>Position</td><td>Ownership Multiple</td><td>As a Multiple of</td><td>Holding / Retention Requirement</td></tr><tr><td>CEO</td><td>6x</td><td>Base Pay</td><td>50%, after taxes, until guidelines are met</td></tr><tr><td>NEO</td><td>3x</td><td>Base Pay</td><td>50%, after taxes, until guidelines are met</td></tr><tr><td>Board of Directors</td><td>5x</td><td>Annual Cash Retainer</td><td>60% until guidelines are met</td></tr></table>
| 0non_sct
|
107263_2015_0001193125-15-126126
| 2,015
|
WILLIAMS COMPANIES INC
|
|
<table><tr><td>Beneficial owners of 5% or more of our common stock</td><td>11</td></tr><tr><td>Director and executive officer ownership of our common stock</td><td>11</td></tr><tr><td>Section 16(a) reports</td><td>12</td></tr></table>
| 0non_sct
|
1164863_2021_0001171200-21-000156
| 2,021
|
ENPRO INDUSTRIES, INC
|
|
<table><tr><td>Name of Director</td><td>Name of Reporting Issuer</td><td>Name of Exchange Listed On</td></tr><tr><td>Richard Glickman</td><td>Eupraxia Pharmaceuticals Inc.</td><td>TSX</td></tr><tr><td>David R. Parkinson</td><td>CTI BioPharma Corp.</td><td>Nasdaq</td></tr><tr><td>Sanford Zweifach</td><td>Compugen Ltd.</td><td>Nasdaq</td></tr><tr><td>Franklin M. Berger</td><td>Rain Therapeutics Inc.</td><td>Nasdaq</td></tr><tr><td></td><td>Atea Pharmaceuticals Inc.</td><td>Nasdaq</td></tr><tr><td></td><td>Kezar Life Sciences Inc.</td><td>Nasdaq</td></tr><tr><td></td><td>Atreca Inc.</td><td>Nasdaq</td></tr><tr><td></td><td>Bellus Health Inc.</td><td>Nasdaq, TSX</td></tr><tr><td>Scott Requadt</td><td>Talaris Therapeutics, Inc.</td><td>Nasdaq</td></tr><tr><td>Marella Thorell</td><td>Vallon Pharmaceuticals Inc.</td><td>Nasdaq</td></tr></table>
| 0non_sct
|
1633932_2022_0001104659-22-009066
| 2,022
|
ESSA Pharma Inc.
|
|
<table><tr><td rowspan="2">Name</td><td rowspan="2">Metric</td><td colspan="4">First Half of Fiscal 2014</td><td colspan="4">Second Half of Fiscal 2014</td></tr><tr><td>Target Goal</td><td>Achievement(a)</td><td>Plan Achievement Rate</td><td>Bonus Payout Rate</td><td>Target Goal</td><td>Achievement(b)</td><td>Plan Achievement Rate</td><td>Bonus Payout Rate</td></tr><tr><td>Stephen D. Milligan</td><td>Adj. EPS</td><td>$4.35</td><td>$4.53</td><td>104.2%</td><td>113.1%</td><td>$3.70</td><td>$3.79</td><td>102%</td><td>107%</td></tr><tr><td>Wolfgang U. Nickl(c)</td><td>Adj. EPS</td><td>$4.35</td><td>$4.53</td><td>104.2%</td><td>0%</td><td>—</td><td>—</td><td>—</td><td>—</td></tr><tr><td>Timothy M. Leyden</td><td>Adj. EPS</td><td>$4.35</td><td>$4.53</td><td>104.2%</td><td>113.1%</td><td>$3.70</td><td>$3.79</td><td>102%</td><td>107%</td></tr><tr><td>Michael D. Cordano</td><td>HGST Sub Op. Inc.</td><td>$501 million</td><td>$534 million</td><td>106.6%</td><td>121.3%</td><td>$403 million</td><td>$402</td><td>100%</td><td>100%</td></tr><tr><td>James J. Murphy</td><td>WD Sub Op. Inc.</td><td>$742 million</td><td>$754 million</td><td>102%</td><td>105%</td><td>$657 million</td><td>$654</td><td>100%</td><td>100%</td></tr><tr><td>Mark P. Long</td><td>Adj. EPS</td><td>$4.35</td><td>$4.53</td><td>104.2%</td><td>113.1%</td><td>$3.70</td><td>$3.79</td><td>102%</td><td>107%</td></tr></table>
| 0non_sct
|
106040_2014_0001193125-14-350255
| 2,014
|
WESTERN DIGITAL CORP
|
|
<table><tr><td></td><td>Fiscal Year 2021</td><td>Fiscal Year 2020</td></tr><tr><td>Audit Fees</td><td>$199,906</td><td>$192,991</td></tr><tr><td>Audit-Related Fees</td><td>-</td><td>-</td></tr><tr><td>Tax Fees</td><td>-</td><td>-</td></tr><tr><td>All Other Fees</td><td>-</td><td>-</td></tr><tr><td>Total Fees</td><td>$199,609</td><td>$192,991</td></tr></table>
| 0non_sct
|
796505_2022_0001171843-22-000229
| 2,022
|
Clearfield, Inc.
|
|
<table><tr><td colspan="2">Management to a maximum of 60%</td></tr><tr><td>Committee/Regional=</td><td>[ (1.333% x years final of average) - applicable - applicable] x participation</td></tr><tr><td>Presidents</td><td>service pay offsets factor</td></tr></table>
| 0non_sct
|
59527_2009_0001193125-09-058287
| 2,009
|
LINCOLN ELECTRIC HOLDINGS INC
|
|
<table><tr><td>Name and Principal Position</td><td>Year</td><td>Salary ($)</td><td>Bonus ($)</td><td>Option Awards ($)</td><td>Change in Pension Value and Nongualified Deferred Compensation Earnings ($)</td><td>All Other Compensation ($)</td><td>Total ($)</td></tr><tr><td>Mark D. Gainer</td><td>2008</td><td>$ 227,891(1)</td><td>—</td><td>—</td><td>$ 48,451</td><td>$ 14,455(2)</td><td>$ 290,797</td></tr><tr><td rowspan="2">Chairman, Chief Executive Officer and President</td><td>2007</td><td>$ 219,450</td><td>$ 1,875</td><td>$ 8,525</td><td>$ 42,540</td><td>$ 14,209(3)</td><td>$ 286,599</td></tr><tr><td>2006</td><td>$ 219,450</td><td>$ 2,500</td><td>—</td><td>$ 42,257</td><td>$ 21,891(4)</td><td>$ 286,098</td></tr><tr><td>Stephen D. Staman</td><td>2008</td><td>$ 171,130</td><td>$ 6,250(5)</td><td>—</td><td>—</td><td>$ 15,006(6)</td><td>$ 192,386</td></tr><tr><td>Vice President</td><td>2007</td><td>$ 160,824</td><td>$ 11,750</td><td>$ 5,882</td><td>—</td><td>$ 13,489(7)</td><td>$ 191,945</td></tr><tr><td>Michael D. Peduzzi</td><td>2008</td><td>$ 133,477</td><td>$ 2,500(8)</td><td>—</td><td>—</td><td>$ 28,558(9)</td><td>$ 164,535</td></tr><tr><td>Chief Financial Officer and Treasurer</td><td>2007</td><td>$ 43,385</td><td>$ 750</td><td>—</td><td>—</td><td>$ 63(10)</td><td>$ 44,198</td></tr></table>
| 1sct
|
874482_2009_0001144204-09-019143
| 2,009
|
UNION NATIONAL FINANCIAL CORP / PA
|
|
<table><tr><td>Name of Beneficial Owner</td><td>Position</td><td>Amount and Nature of Beneficial Ownership (1)</td><td>Percent of Class (2)</td></tr><tr><td>Thomas E. Buffamante</td><td>Director</td><td>33,000 shares (3)</td><td>*</td></tr><tr><td>David R. Castle</td><td>Director</td><td>26,000 shares (4)</td><td>*</td></tr><tr><td>Joseph R. Dancy</td><td>Director</td><td>196,988 shares (5)</td><td>4.7%</td></tr><tr><td>David A. White</td><td>Director</td><td>10,000 shares</td><td>*</td></tr><tr><td>J. Ward McConnell, Jr.</td><td>Vice Chairman of the Board and Director</td><td>2,050,789 shares (6)</td><td>48.4%</td></tr><tr><td>Marc H. McConnell</td><td>Chairman of the Board and Director</td><td>92,830 shares (7)</td><td>2.2%</td></tr><tr><td>Carrie Gunnerson</td><td>President and Chief Executive Officer</td><td>52,828 shares (8)</td><td>1.2%</td></tr><tr><td colspan="2">Directors and Executive Officers as a Group (7 individuals)</td><td>2,462,435 shares (9)</td><td>57.6%</td></tr></table>
| 0non_sct
|
7623_2019_0001437749-19-005032
| 2,019
|
ARTS WAY MANUFACTURING CO INC
|
|
<table><tr><td>Name and Principal Position</td><td>Year</td><td>Salary ($)</td><td>Bonus ($)</td><td>Stock Awards ($) (#1)</td><td>Option Awards ($) (#2)</td><td>Non-Equity Incentive Plan Compensation ($)</td><td>Nonqualified Deferred Compensation Earnings ($) (#3)</td><td>All Other Compensation ($) (#4)</td><td>Total ($)</td></tr><tr><td>(a)</td><td>(b)</td><td>(c)</td><td>(d)</td><td>(e)</td><td>(f)</td><td>(g)</td><td>(h)</td><td>(i)</td><td>(j)</td></tr><tr><td>H. Douglas</td><td></td><td></td><td></td><td></td><td></td><td></td><td></td><td></td><td></td></tr><tr><td>Chaffin</td><td>2011</td><td>302,718</td><td>-</td><td>18,500</td><td>11,250</td><td>-</td><td>58,233</td><td>16,386</td><td>407,087</td></tr><tr><td rowspan="2">President & Chief Executive Officer (PEO)</td><td>2010</td><td>297,682</td><td>-</td><td>31,000</td><td>-</td><td>-</td><td>-</td><td>15,300</td><td>343,982</td></tr><tr><td>2009</td><td>297,682</td><td>-</td><td>25,755</td><td>7,285</td><td>-</td><td>40,868</td><td>24,623</td><td>396,213</td></tr><tr><td>John L. Skibski</td><td>2011</td><td>163,577</td><td>-</td><td>9,250</td><td>3,750</td><td>-</td><td>-</td><td>7,214</td><td>183,791</td></tr><tr><td rowspan="2">EVP & Chief Financial Officer (PFO)</td><td>2010</td><td>156,192</td><td>-</td><td>31,000</td><td>-</td><td>-</td><td>-</td><td>7,597</td><td>194,789</td></tr><tr><td>2009</td><td>156,192</td><td>-</td><td>14,241</td><td>2,726</td><td>-</td><td>-</td><td>12,875</td><td>186,034</td></tr><tr><td>Thomas G Myers</td><td>2011</td><td>163,532</td><td>-</td><td>9,250</td><td>3,750</td><td>-</td><td>-</td><td>7,964</td><td>184,496</td></tr><tr><td rowspan="2">EVP, Chief Lending Manager</td><td>2010</td><td>156,787</td><td>-</td><td>31,000</td><td>-</td><td>-</td><td>-</td><td>7,925</td><td>195,712</td></tr><tr><td>2009</td><td>157,993</td><td>-</td><td>14,241</td><td>2,726</td><td>-</td><td>-</td><td>13,250</td><td>188,210</td></tr><tr><td rowspan="3">James E. Morr EVP, General Counsel and Chief Risk Officer</td><td>2011</td><td>150,268</td><td>-</td><td>9,250</td><td>3,750</td><td>-</td><td>-</td><td>9,809</td><td>173,077</td></tr><tr><td>2010</td><td>146,576</td><td>-</td><td>31,000</td><td>-</td><td>-</td><td>-</td><td>8,011</td><td>185,587</td></tr><tr><td>2009</td><td>146,576</td><td>-</td><td>14,241</td><td>2,726</td><td>-</td><td>-</td><td>13,050</td><td>176,593</td></tr><tr><td>Scott E McKelvey</td><td>2011</td><td>157,995</td><td>-</td><td>9,250</td><td>3,750</td><td>-</td><td>-</td><td>7,293</td><td>178,288</td></tr><tr><td rowspan="2">EVP, Senior Wealth Management Officer</td><td>2010</td><td>150,610</td><td>-</td><td>31,000</td><td>-</td><td>-</td><td>-</td><td>7,530</td><td>189,140</td></tr><tr><td>2009</td><td>150,610</td><td>-</td><td>13,635</td><td>2,726</td><td>-</td><td>-</td><td>15,097</td><td>182,068</td></tr></table>
| 1sct
|
1118237_2012_0001144204-12-015575
| 2,012
|
MBT FINANCIAL CORP
|
|
<table><tr><td colspan="3">Greater than 5% Stockholders:</td></tr><tr><td>BB Biotech AG(11)</td><td>4,533,148</td><td>9.4%</td></tr><tr><td>BlackRock, Inc.(12)</td><td>2,519,090</td><td>5.2%</td></tr><tr><td>Equal Talent Investments Limited (13)</td><td>6,254,545</td><td>13.0%</td></tr><tr><td>Morningside Venture Investments Limited(14)</td><td>6,109,052</td><td>12.7%</td></tr></table>
| 0non_sct
|
1645666_2021_0001564590-21-021756
| 2,021
|
Kezar Life Sciences, Inc.
|
|
<table><tr><td rowspan="2">Name</td><td rowspan="2">Grant Date</td><td colspan="5">Option Awards (a)</td><td colspan="4">Stock Awards (b)</td></tr><tr><td>Number of Securities Underlying Unexercised Options Exercisable (#)</td><td>Number of Securities Underlying Unexercised Options Unexercisable (#)</td><td>Equity Incentive Plan Awards: Number of Shares Underlying Unexercised Unearned Options (#)</td><td>Option Exercise Price ($)</td><td>Option Expiration Date</td><td>Number of Shares or Units of Stock That Have Not Vested (#)</td><td>Market Value of Shares or Units of Stock That Have Not Vested ($)</td><td>Number of Unearned Shares, Units, or Other Rights That Have Not Vested (#)</td><td>Market Value of Unearned Shares, Units, or Other Rights That Have Not Vested ($)</td></tr><tr><td rowspan="11">Mr. Jackson (c)</td><td>5/23/2005</td><td>6,250</td><td>-</td><td>-</td><td>$ 39.65</td><td>5/23/2012</td><td>-</td><td>$ -</td><td>-</td><td>$ -</td></tr><tr><td>5/22/2006</td><td>7,500</td><td>-</td><td>-</td><td>38.35</td><td>5/22/2013</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td>5/21/2007</td><td>7,500</td><td>-</td><td>-</td><td>41.64</td><td>5/21/2014</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td>1/7/2008</td><td>168,750</td><td>56,250</td><td>-</td><td>37.28</td><td>1/7/2015</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td>1/7/2008</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td><td>110,000</td><td>7,276,500</td><td>-</td><td>-</td></tr><tr><td>11/17/2008</td><td>-</td><td>56,595</td><td>169,785</td><td>25.81</td><td>11/17/2015</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td>11/17/2008</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td><td>5,570</td><td>368,456</td><td>16,709</td><td>1,105,300</td></tr><tr><td>12/1/2009</td><td>21,956</td><td>43,912</td><td>21,955</td><td>40.38</td><td>12/1/2016</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td>12/1/2009</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td><td>4,644</td><td>307,201</td><td>2,321</td><td>153,534</td></tr><tr><td>12/1/2010</td><td>-</td><td>82,893</td><td>27,630</td><td>66.15</td><td>12/1/2017</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td>12/1/2010</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td><td>8,079</td><td>534,426</td><td>2,692</td><td>178,076</td></tr><tr><td rowspan="10">Mr. Norona (d)</td><td>2/15/2008</td><td>37,500</td><td>12,500</td><td>-</td><td>33.66</td><td>2/15/2015</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td>2/15/2008</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td><td>16,667</td><td>1,102,522</td><td>-</td><td>-</td></tr><tr><td>2/19/2008</td><td>42,374</td><td>21,187</td><td>-</td><td>33.80</td><td>2/20/2015</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td>2/19/2008</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td><td>1,849</td><td>122,311</td><td>-</td><td>-</td></tr><tr><td>11/17/2008</td><td>31,988</td><td>15,995</td><td>47,983</td><td>25.81</td><td>11/17/2015</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td>11/17/2008</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td><td>1,574</td><td>104,120</td><td>4,722</td><td>312,360</td></tr><tr><td>12/1/2009</td><td>9,149</td><td>18,298</td><td>9,148</td><td>40.38</td><td>12/1/2016</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td>12/1/2009</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td><td>1,935</td><td>128,000</td><td>967</td><td>63,967</td></tr><tr><td>12/1/2010</td><td>-</td><td>23,270</td><td>7,756</td><td>66.15</td><td>12/1/2017</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td>12/1/2010</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td><td>2,268</td><td>150,028</td><td>755</td><td>49,943</td></tr><tr><td rowspan="10">Mr. Freeland (e)</td><td>2/19/2008</td><td>56,498</td><td>28,250</td><td>-</td><td>33.80</td><td>2/20/2015</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td>2/19/2008</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td><td>3,698</td><td>244,623</td><td>-</td><td>-</td></tr><tr><td>11/17/2008</td><td>33,219</td><td>16,610</td><td>49,829</td><td>25.81</td><td>11/17/2015</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td>11/17/2008</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td><td>1,635</td><td>108,155</td><td>4,904</td><td>324,400</td></tr><tr><td>12/1/2009</td><td>10,612</td><td>21,224</td><td>10,612</td><td>40.38</td><td>12/1/2016</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td>12/1/2009</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td><td>2,245</td><td>148,507</td><td>1,122</td><td>74,220</td></tr><tr><td>5/24/2010</td><td>-</td><td>12,476</td><td>4,159</td><td>49.55</td><td>5/24/2017</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td>5/24/2010</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td><td>1,324</td><td>87,583</td><td>442</td><td>29,238</td></tr><tr><td>12/1/2010</td><td>-</td><td>29,086</td><td>9,695</td><td>66.15</td><td>12/1/2017</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td>12/1/2010</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td><td>2,835</td><td>187,535</td><td>944</td><td>62,446</td></tr><tr><td rowspan="11">Mr. Wade</td><td>2/22/2005</td><td>77,000</td><td>-</td><td>-</td><td>33.37</td><td>2/22/2012</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td>2/21/2006</td><td>105,000</td><td>-</td><td>-</td><td>40.45</td><td>2/21/2013</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td>2/20/2007</td><td>66,021</td><td>-</td><td>-</td><td>38.03</td><td>2/20/2014</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td>2/19/2008</td><td>41,322</td><td>20,661</td><td>-</td><td>33.80</td><td>2/20/2015</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td>2/19/2008</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td><td>1,804</td><td>119,335</td><td>-</td><td>-</td></tr><tr><td>11/17/2008</td><td>31,988</td><td>15,995</td><td>47,983</td><td>25.81</td><td>11/17/2015</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td>11/17/2008</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td><td>1,574</td><td>104,220</td><td>4,722</td><td>312,360</td></tr><tr><td>12/1/2009</td><td>8,782</td><td>17,565</td><td>8,782</td><td>40.38</td><td>12/1/2016</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td>12/1/2009</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td><td>1,858</td><td>122,907</td><td>928</td><td>61,387</td></tr><tr><td>12/1/2010</td><td>-</td><td>21,087</td><td>7,029</td><td>66.15</td><td>12/1/2017</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td>12/1/2010</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td><td>2,055</td><td>135,938</td><td>685</td><td>45,313</td></tr><tr><td rowspan="6">Ms. Kozikowski (f)</td><td>6/10/2009</td><td>6,452</td><td>12,905</td><td>19,357</td><td>43.50</td><td>6/10/2016</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td>6/10/2009</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td><td>1,438</td><td>95,124</td><td>2,156</td><td>142,619</td></tr><tr><td>12/1/2009</td><td>7,685</td><td>15,370</td><td>7,684</td><td>40.38</td><td>12/1/2016</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td>12/1/2009</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td><td>1,626</td><td>107,560</td><td>812</td><td>53,714</td></tr><tr><td>12/1/2010</td><td>-</td><td>16,725</td><td>5,574</td><td>66.15</td><td>12/1/2017</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td>12/1/2010</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td><td>1,630</td><td>107,825</td><td>543</td><td>35,919</td></tr></table>
| 0non_sct
|
1158449_2011_0001158449-11-000011
| 2,011
|
ADVANCE AUTO PARTS INC
|
|
<table><tr><td>Name and Principal Position</td><td>Year</td><td>Salary ($)</td><td>Bonus(1) ($)</td><td>Stock Awards(2) ($)</td><td>Option Awards(2) ($)</td><td>Non-Equity Incentive Plan Compensation(3) ($)</td><td>Change in Pension Value(4) ($)</td><td>All Other Compensation(5) %</td><td>Total ($)</td></tr><tr><td>Gregg M. Sherrill</td><td>2016</td><td>1,165,000</td><td>342,947</td><td>2,547,370</td><td>—</td><td>2,411,241</td><td>—</td><td>376,429</td><td>6,842,987</td></tr><tr><td>Chairman and CEO</td><td>2015</td><td>1,120,500</td><td>341,402</td><td>2,992,854</td><td>—</td><td>2,806,207</td><td>—</td><td>432,944</td><td>7,693,907</td></tr><tr><td></td><td>2014</td><td>1,081,000</td><td>503,678</td><td>1,637,980</td><td>1,317,708</td><td>3,486,111</td><td>—</td><td>349,819</td><td>8,376,296</td></tr><tr><td>Kenneth R. Trammell</td><td>2016</td><td>625,000</td><td>125,109</td><td>741,028</td><td>—</td><td>784,929</td><td>(239,397) (8)</td><td>173,671</td><td>2,210,340</td></tr><tr><td>Executive Vice</td><td>2015</td><td>605,000</td><td>125,348</td><td>870,706</td><td>—</td><td>904,045</td><td>17,568</td><td>187,442</td><td>2,710,109</td></tr><tr><td>President and CFO</td><td>2014</td><td>580,000</td><td>183,766</td><td>485,321</td><td>390,470</td><td>1,006,424</td><td>155,519</td><td>112,952</td><td>2,914,452</td></tr><tr><td>Brian J. Kesseler</td><td>2016</td><td>895,000</td><td>210,773</td><td>1,389,494</td><td>—</td><td>1,400,317</td><td>—</td><td>85,931</td><td>3,981,515</td></tr><tr><td>Chief Operating Officer</td><td>2015</td><td>850,000</td><td>1,207,188</td><td>5,791,187</td><td>—</td><td>1,611,563</td><td>—</td><td>117,738</td><td>9,577,676</td></tr><tr><td>Josep Fornos (6)</td><td>2016</td><td>513,221</td><td>102,734</td><td>602,078</td><td>—</td><td>589,801</td><td>—</td><td>113,198</td><td>1,921,032</td></tr><tr><td>EVP Enterprise</td><td>2015</td><td>504,162</td><td>104,456</td><td>707,438</td><td>—</td><td>725,868</td><td>—</td><td>98,152</td><td>2,140,076</td></tr><tr><td>Business Initiatives</td><td>2014</td><td>583,026</td><td>150,466</td><td>333,669</td><td>268,384</td><td>890,346</td><td>—</td><td>108,570</td><td>2,334,461</td></tr><tr><td>Timothy E. Jackson</td><td>2016</td><td>510,000</td><td>96,084</td><td>463,129</td><td>—</td><td>544,252</td><td>532,650</td><td>88,623</td><td>2,234,738</td></tr><tr><td>EVP Technology,</td><td>2015</td><td>495,000</td><td>96,525</td><td>544,171</td><td>—</td><td>619,575</td><td>(469,710)</td><td>110,846</td><td>1,396,407</td></tr><tr><td>Strategy & Business Development</td><td>2014</td><td>477,500</td><td>101,707</td><td>303,305</td><td>244,014</td><td>800,933</td><td>411,656</td><td>53,315</td><td>2,392,430</td></tr><tr><td>Enrique Orta (7)</td><td>2016</td><td>334,356</td><td>—</td><td>347,374</td><td>—</td><td>—</td><td>177,983</td><td>1,465,160</td><td>2,324,873</td></tr><tr><td>SVP, Ride Performance</td><td>2015</td><td>475,000</td><td>92,625</td><td>1,294,234</td><td>—</td><td>439,577</td><td>(121)</td><td>329,624</td><td>2,630,939</td></tr></table>
| 1sct
|
1024725_2017_0001193125-17-107876
| 2,017
|
TENNECO INC
|
|
<table><tr><td></td><td colspan="3">Years Ended September 30,</td></tr><tr><td>(in thousands, except per unit data)</td><td>2003</td><td>2004</td><td>2005</td></tr><tr><td>Loss from continuing operations per Limited Partner unit:</td><td></td><td></td><td></td></tr><tr><td>Basic</td><td>$ (0.48)</td><td>$ (0.72)</td><td>$ (4.95)</td></tr><tr><td>Diluted</td><td>$ (0.48)</td><td>$ (0.72)</td><td>$ (4.95)</td></tr><tr><td>Income (loss) from discontinued operations before cumulative</td><td></td><td></td><td></td></tr><tr><td>Basic</td><td>$ 0.61</td><td>$ 0.57</td><td>$ (0.13)</td></tr><tr><td>Diluted</td><td>$ 0.61</td><td>$ 0.57</td><td>$ (0.13)</td></tr><tr><td>Income (loss) on sale of discontinued operations, net of income taxes per</td><td></td><td></td><td></td></tr><tr><td>Limited Partner unit:</td><td></td><td></td><td></td></tr><tr><td>Basic</td><td>$ —</td><td>$ (0.01)</td><td>$ 4.36</td></tr><tr><td>Diluted</td><td>$ —</td><td>$ (0.01)</td><td>$ 4.36</td></tr><tr><td>Cumulative effect of change in accounting principle for adoption of SFAS</td><td></td><td></td><td></td></tr><tr><td>No. 142 for discontinued operations per Limited Partner unit:</td><td></td><td></td><td></td></tr><tr><td>Basic</td><td>$ (0.12)</td><td>$ —</td><td>$ —</td></tr><tr><td>Diluted</td><td>$ (0.12)</td><td>$ —</td><td>$ —</td></tr><tr><td>Net income (loss) per Limited Partner unit:</td><td></td><td></td><td></td></tr><tr><td>Basic</td><td>$ 0.01</td><td>$ (0.16)</td><td>$ (0.72)</td></tr><tr><td>Diluted</td><td>$ 0.01</td><td>$ (0.16)</td><td>$ (0.72)</td></tr><tr><td>Basic Earnings Per Unit:</td><td></td><td></td><td></td></tr><tr><td>Net income (loss)</td><td>$ 212</td><td>$ (5,863)</td><td>$(25,928)</td></tr><tr><td>Less: General Partners’ interest in net income (loss)</td><td>2</td><td>(57)</td><td>(234)</td></tr><tr><td>Limited Partner’s interest in net income (loss)</td><td>$ 210</td><td>$ (5,806)</td><td>$(25,694)</td></tr><tr><td>Common Units</td><td>29,175</td><td>31,647</td><td>32,166</td></tr><tr><td>Senior Subordinated Units</td><td>3,139</td><td>3,213</td><td>3,310</td></tr><tr><td>Junior Subordinated Units</td><td>345</td><td>345</td><td>345</td></tr><tr><td>Weighted average number of Limited Partner units outstanding</td><td>32,659</td><td>35,205</td><td>35,821</td></tr><tr><td>Basic earnings (loss) per unit</td><td>$ 0.01</td><td>$ (0.16)</td><td>$ (0.72)</td></tr><tr><td>Diluted Earnings Per Unit:</td><td></td><td></td><td></td></tr><tr><td>Effect of dilutive securities</td><td>$ —</td><td>$ —</td><td>$ —</td></tr><tr><td>Limited Partners’ interest in net income (loss)</td><td>$ 210</td><td>$ (5,806)</td><td>$(25,694)</td></tr><tr><td>Effect of dilutive securities</td><td>108</td><td>—</td><td>—</td></tr><tr><td>Weighted average number of Limited Partner units outstanding</td><td>32,767</td><td>35,205</td><td>35,821</td></tr><tr><td>Diluted earnings (loss) per unit</td><td>$ 0.01</td><td>$ (0.16)</td><td>$ (0.72)</td></tr></table>
| 0non_sct
|
1002590_2006_0001193125-06-010885
| 2,006
|
STAR GAS PARTNERS LP
|
|
<table><tr><td>Name</td><td>Fees Earned or Paid in Cash ($)(1)</td><td>Stock Awards ($)(1)(2)</td><td>Total ($)</td></tr><tr><td>Terrance R. Ahern</td><td>175,023</td><td>141,200</td><td>316,223</td></tr><tr><td>James C. Boland</td><td>100,000</td><td>141,200</td><td>241,200</td></tr><tr><td>Thomas Finne</td><td>50,000</td><td>141,200</td><td>191,200</td></tr><tr><td>Robert H. Gidel</td><td>102,500</td><td>141,200</td><td>243,700</td></tr><tr><td>Volker Kraft(3)</td><td>25,000</td><td>—</td><td>25,000</td></tr><tr><td>Rebecca L. Maccardini(3)</td><td>37,500</td><td>—</td><td>37,500</td></tr><tr><td>Victor B. MacFarlane</td><td>95,020</td><td>141,200</td><td>236,220</td></tr><tr><td>Craig Macnab(3)</td><td>40,027</td><td>—</td><td>40,027</td></tr><tr><td>Alexander Otto</td><td>25,000</td><td>141,200</td><td>166,200</td></tr><tr><td>Scott D. Roulston</td><td>90,000</td><td>141,200</td><td>231,200</td></tr><tr><td>Barry A. Sholem</td><td>75,000</td><td>141,200</td><td>216,200</td></tr></table>
| 0non_sct
|
894315_2016_0001193125-16-524777
| 2,016
|
DDR CORP
|
|
<table><tr><td>Board</td><td></td><td></td></tr><tr><td>Member</td><td></td><td>$60,000</td></tr><tr><td>Committee</td><td>Chair</td><td>Member</td></tr><tr><td>Audit</td><td>$20,000</td><td>$10,000</td></tr><tr><td>Compensation</td><td>$15,000</td><td>$ 7,500</td></tr><tr><td>Nominating & Corporate Governance</td><td>$10,000</td><td>$ 5,000</td></tr></table>
| 0non_sct
|
1616533_2019_0001193125-19-321081
| 2,019
|
SMART Global Holdings, Inc.
|
|
<table><tr><td rowspan="2">Name</td><td rowspan="2">Award Type</td><td rowspan="2">Grant Date</td><td colspan="3">Estimated Future Payouts Under Non-Equity Incentive Plan Awards(1)</td><td rowspan="2">All Other Option Number of Securities Underlying Options (#)(2)</td><td rowspan="2">Exercise or Base Price of Option Awards ($/Share)</td><td rowspan="2">Grant Date Fair Value of Option Awards</td></tr><tr><td>Threshold</td><td>Target</td><td>Maximum</td></tr><tr><td rowspan="2">Peter Leparulo</td><td>AIP</td><td>3/4/2013</td><td>$ 217,140</td><td>$462,000</td><td>$ 924,000</td><td>154,000</td><td>$ 2.10</td><td>184,215</td></tr><tr><td>SOA</td><td>3/4/2013</td><td></td><td></td><td></td><td></td><td></td><td></td></tr><tr><td rowspan="2">Kenneth Leddon</td><td>AIP</td><td>3/4/2013</td><td>66,975</td><td>142,500</td><td>285,000</td><td>61,750</td><td>2.10</td><td>73,865</td></tr><tr><td>SOA</td><td>3/4/2013</td><td></td><td></td><td></td><td></td><td></td><td></td></tr><tr><td rowspan="2">Robert Hadley</td><td>AIP</td><td>3/4/2013</td><td>66,975</td><td>142,500</td><td>285,000</td><td>71,250</td><td>2.10</td><td>85,229</td></tr><tr><td>SOA</td><td>3/4/2013</td><td></td><td></td><td></td><td></td><td></td><td></td></tr><tr><td rowspan="2">Catherine Ratcliffe</td><td>AIP</td><td>3/4/2013</td><td>63,450</td><td>135,000</td><td>270,000</td><td>63,000</td><td>2.10</td><td>75,361</td></tr><tr><td>SOA</td><td>3/4/2013</td><td></td><td></td><td></td><td></td><td></td><td></td></tr><tr><td rowspan="2">Slim Souissi</td><td>AIP</td><td>3/4/2013</td><td>70,500</td><td>150,000</td><td>300,000</td><td>75,000</td><td>2.10</td><td>89,715</td></tr><tr><td>SOA</td><td>3/4/2013</td><td></td><td></td><td></td><td></td><td></td><td></td></tr></table>
| 0non_sct
|
1022652_2014_0001193125-14-370139
| 2,014
|
NOVATEL WIRELESS INC
|
|
<table><tr><td>Peer Company</td><td>Used in CEO Benchmarking</td><td>Used in Benchmarking of other NEOs</td></tr><tr><td>Abercrombie & Fitch Co.</td><td>X</td><td>X</td></tr><tr><td>Aeropostale, Inc.</td><td>X</td><td>X</td></tr><tr><td>American Eagle Outfitters, Inc.</td><td>X</td><td>X</td></tr><tr><td>Ann Taylor Stores Corporation</td><td>X</td><td>X</td></tr><tr><td>Bed Bath & Beyond Inc.</td><td>X</td><td></td></tr><tr><td>Charming Shoppes, Inc.</td><td>X</td><td></td></tr><tr><td>The Children's Place Retail Stores, Inc.</td><td>X</td><td></td></tr><tr><td>Coach, Inc.</td><td>X</td><td>X</td></tr><tr><td>Collective Brands Inc.</td><td>X</td><td></td></tr><tr><td>Dick's Sporting Goods, Inc.</td><td>X</td><td></td></tr><tr><td>Estee Lauder Companies Inc.</td><td>X</td><td></td></tr><tr><td>Guess?, Inc.</td><td>X</td><td></td></tr><tr><td>J. Crew Group, Inc.</td><td>X</td><td>X</td></tr><tr><td>Jones Apparel Group</td><td>X</td><td></td></tr><tr><td>Limited Brands Inc.</td><td></td><td>X</td></tr><tr><td>Liz Claiborne, Inc.</td><td>X</td><td>X</td></tr><tr><td>Lord & Taylor</td><td></td><td>X</td></tr><tr><td>Macy's, Inc.</td><td></td><td>X</td></tr><tr><td>Neiman Marcus</td><td>X</td><td>X</td></tr><tr><td>New York & Co.</td><td></td><td>X</td></tr><tr><td>Nordstrom, Inc.</td><td>X</td><td>X</td></tr><tr><td>PetSmart, Inc.</td><td>X</td><td></td></tr><tr><td>Phillips-Van Heusen Corporation</td><td>X</td><td>X</td></tr><tr><td>Polo Ralph Lauren Corporation</td><td>X</td><td></td></tr><tr><td>Ross Stores, Inc.</td><td>X</td><td></td></tr><tr><td>Urban Outfitters Inc.</td><td>X</td><td></td></tr><tr><td>The Talbots, Inc.</td><td>X</td><td></td></tr><tr><td>Tiffany & Co.</td><td>X</td><td></td></tr><tr><td>Tommy Hilfiger Corporation</td><td></td><td>X</td></tr><tr><td>V.F. Corporation</td><td>X</td><td></td></tr><tr><td>Williams-Sonoma Inc.</td><td>X</td><td>X</td></tr><tr><td>Total</td><td>26</td><td>16</td></tr></table>
| 0non_sct
|
812900_2011_0001193125-11-118558
| 2,011
|
SAKS INC
|
|
<table><tr><td>Title of Class</td><td>Name of Beneficial Owner</td><td>Amount and Nature ofBeneficial Ownership</td><td>PercentofClass(1)</td></tr><tr><td>Common Stock</td><td>Lazarus Energy Holdings, LLC</td><td>8,426,456</td><td>79.7%</td></tr></table>
| 0non_sct
|
793306_2012_0001193125-12-194521
| 2,012
|
BLUE DOLPHIN ENERGY CO
|
|
<table><tr><td>Name</td><td>Severance
($) (1)</td><td>Accrued
Compensation
($) (2)</td><td>Option
Awards ($) (3)</td><td>Medical ($) (4)</td><td>Total ($)</td></tr><tr><td>Charles M. Baum, M.D.,
Ph.D.</td><td>869,550</td><td>80,266</td><td>3,867,430</td><td>27,630</td><td>4,844,876</td></tr><tr><td>Isan Chen, M.D.</td><td>420,500</td><td>40,617</td><td>1,119,770</td><td>20,508</td><td>1,601,395</td></tr><tr><td>James Christensen, Ph.D.</td><td>412,000</td><td>55,093</td><td>1,638,282</td><td>25,708</td><td>2,131,083</td></tr><tr><td>Jamie A. Donadio</td><td>363,000</td><td>31,108</td><td>1,329,869</td><td>21,050</td><td>1,745,027</td></tr><tr><td>Chris LeMasters</td><td>363,000</td><td>41,363</td><td>1,663,472</td><td>25,708</td><td>2,093,543</td></tr></table>
| 0non_sct
|
1576263_2019_0001628280-19-004534
| 2,019
|
Mirati Therapeutics, Inc.
|
|
<table><tr><td>Executive</td><td>Approved 2020 LTIP Unit Grant (1)</td></tr><tr><td>Ken Bernstein</td><td>$ 2,950,000</td></tr><tr><td>John Gottfried</td><td>775,200</td></tr><tr><td>Jason Blacksberg</td><td>400,000</td></tr><tr><td>Christopher Conlon</td><td>1,000,000</td></tr><tr><td>Joseph Napolitano</td><td>350,000</td></tr></table>
| 0non_sct
|
899629_2021_0001564590-21-015486
| 2,021
|
ACADIA REALTY TRUST
|
|
<table><tr><td rowspan="2">Metric (Full Year 2011)</td><td>Performance Target at 100% Payment</td></tr><tr><td>(All $ amounts in millions)</td></tr><tr><td>Division Operating Cash Flow</td><td>$ 7.0</td></tr><tr><td>Division Revenue</td><td>$ 810.5</td></tr></table>
| 0non_sct
|
1524471_2012_0001193125-12-133515
| 2,012
|
Exelis Inc.
|
|
<table><tr><td rowspan="2"></td><td colspan="2">September 30,</td></tr><tr><td>2004</td><td>2005</td></tr><tr><td>Heating oil and other fuels</td><td>$21,661</td><td>$39,858</td></tr><tr><td>Fuel oil parts and equipment</td><td>12,552</td><td>12,603</td></tr><tr><td></td><td>$34,213</td><td>$52,461</td></tr></table>
| 0non_sct
|
1002590_2006_0001193125-06-010885
| 2,006
|
STAR GAS PARTNERS LP
|
|
<table><tr><td>Termination Events and Related Benefits(1)</td><td>Mr. Skains</td><td>Mr. Dzuricky</td><td>Mr. Yoho</td><td>Mr. O'Hara</td><td>Mr. Yount</td></tr><tr><td>Disability</td><td></td><td></td><td></td><td></td><td></td></tr><tr><td>Base salary for 3 months</td><td>$ 187,500</td><td>$ 100,000</td><td>$ 93,750</td><td>$ 80,000</td><td>$ 80,000</td></tr><tr><td>MVP for fiscal year ended 10/31/09</td><td>$ 67,367</td><td>$ 36,194</td><td>$ 33,933</td><td>$ 29,061</td><td>$ 28,959</td></tr><tr><td>Total</td><td>$ 254,867</td><td>$ 136,194</td><td>$127,683</td><td>$109,061</td><td>$108,959</td></tr><tr><td>Involuntary without Cause</td><td></td><td></td><td></td><td></td><td></td></tr><tr><td>Base salary for 12 months</td><td>$ 750,000</td><td>$ 400,000</td><td>$375,000</td><td>$320,000</td><td>$320,000</td></tr><tr><td>MVP for fiscal year ended 10/31/09</td><td>$ 67,367</td><td>$ 36,194</td><td>$ 33,933</td><td>$ 29,061</td><td>$ 28,959</td></tr><tr><td>Target STIP for fiscal year ending 10/31/10</td><td>$ 450,000</td><td>$ 200,000</td><td>$187,500</td><td>$128,000</td><td>$128,000</td></tr><tr><td>Vesting of LTIP performance shares for performance period ending 10/31/10(assuming target performance)</td><td>$ 990,634</td><td>$ 318,424</td><td>$297,192</td><td>$254,730</td><td>$254,730</td></tr><tr><td>Welfare benefits for 12 months</td><td>$ 13,796</td><td>$ 12,746</td><td>$ 12,671</td><td>$ 12,474</td><td>$ 10,044</td></tr><tr><td>Total</td><td>$2,271,797</td><td>$ 967,364</td><td>$906,296</td><td>$744,265</td><td>$741,733</td></tr><tr><td>Any Other Termination</td><td>$ 0</td><td>$ 0</td><td>$ 0</td><td>$ 0</td><td>$ 0</td></tr></table>
| 0non_sct
|
78460_2010_0001047469-10-000082
| 2,010
|
PIEDMONT NATURAL GAS CO INC
|
|
<table><tr><td>Name and Principal Position</td><td>Year</td><td>Salary</td><td>Bonus</td><td>Option Awards</td><td>All Other Compensation</td><td>Total</td></tr><tr><td>Jon M. Kurtz</td><td>2010</td><td>$203,320</td><td>—</td><td>—</td><td>$ 28,799</td><td>$232,119(1)</td></tr><tr><td rowspan="2">Alarion Financial and Bank CEO/President</td><td>2009</td><td>$190,128</td><td>—</td><td>$15,702</td><td>$ 22,831</td><td>$228,661(1)</td></tr><tr><td>2008</td><td>$176,800</td><td>$13,260</td><td>$21,484</td><td>$ 26,867</td><td>$238,411(1)</td></tr><tr><td>Matthew Ivers</td><td>2010</td><td>$110,000</td><td>—</td><td>$ 1,075</td><td>$ 9,728</td><td>$120,803(1)</td></tr><tr><td rowspan="2">Alarion Financial and Bank CFO</td><td>2009</td><td>$107,216</td><td>$ 1,250</td><td>$ 4,785</td><td>$ 9,900</td><td>$123,151(1)</td></tr><tr><td>2008</td><td>$100,000</td><td>$ 7,500</td><td>$ 3,633</td><td>$ 9,051</td><td>$120,184(1)</td></tr><tr><td>Robert L. Page</td><td>2010</td><td>$135,548</td><td>—</td><td>$ 1,505</td><td>$ 19,418</td><td>$156,471(1)</td></tr><tr><td rowspan="2">Alachua County Bank President</td><td>2009</td><td>$135,200</td><td>$ 8,639</td><td>$ 4,515</td><td>$ 19,253</td><td>$167,607(1)</td></tr><tr><td>2008</td><td>$135,200</td><td>$ 7,825</td><td>$10,100</td><td>$ 19,161</td><td>$172,286(1)</td></tr></table>
| 1sct
|
1353174_2011_0001193125-11-089192
| 2,011
|
Alarion Financial Services Inc
|
|
<table><tr><td rowspan="2">Average Final Compensation</td><td colspan="6">Years of Credited Service</td></tr><tr><td>15</td><td>20</td><td>25</td><td>30</td><td>35</td><td>40</td></tr><tr><td>$250,000</td><td>$ 43,576</td><td>$ 58,101</td><td>$ 72,626</td><td>$ 87,151</td><td>$101,676</td><td>$116,202</td></tr><tr><td>$300,000</td><td>$ 52,951</td><td>$ 70,601</td><td>$ 88,251</td><td>$105,901</td><td>$123,551</td><td>$141,202</td></tr><tr><td>$350,000</td><td>$ 62,326</td><td>$ 83,101</td><td>$103,876</td><td>$124,651</td><td>$145,426</td><td>$166,202</td></tr><tr><td>$400,000</td><td>$ 71,701</td><td>$ 95,601</td><td>$119,501</td><td>$143,401</td><td>$167,301</td><td>$191,202</td></tr><tr><td>$450,000</td><td>$ 81,076</td><td>$108,101</td><td>$135,126</td><td>$162,151</td><td>$189,176</td><td>$216,202</td></tr><tr><td>$500,000</td><td>$ 90,451</td><td>$120,601</td><td>$150,751</td><td>$180,901</td><td>$211,051</td><td>$241,202</td></tr><tr><td>$550,000</td><td>$ 99,826</td><td>$133,101</td><td>$166,376</td><td>$199,651</td><td>$232,926</td><td>$266,202</td></tr><tr><td>$600,000</td><td>$109,201</td><td>$145,601</td><td>$182,001</td><td>$218,401</td><td>$254,801</td><td>$291,202</td></tr><tr><td>$650,000</td><td>$118,576</td><td>$158,101</td><td>$197,626</td><td>$237,151</td><td>$276,676</td><td>$316,202</td></tr><tr><td>$700,000</td><td>$127,951</td><td>$170,601</td><td>$213,251</td><td>$255,901</td><td>$298,551</td><td>$341,202</td></tr></table>
| 0non_sct
|
714310_2006_0001193125-06-042777
| 2,006
|
VALLEY NATIONAL BANCORP
|
|
<table><tr><td rowspan="2"></td><td colspan="3">2020</td><td colspan="3">2019</td><td rowspan="2">Target as a % of Base Salary (1)</td></tr><tr><td>Payout</td><td>Target</td><td>% of Target</td><td>Payout</td><td>Target</td><td>% of Target</td></tr><tr><td>Patrick E. Bowe</td><td>$ 400,000</td><td>$ 960,000</td><td>42%</td><td>$ 492,000</td><td>$ 960,000</td><td>51%</td><td>100%</td></tr><tr><td>Brian A. Valentine</td><td>190,000</td><td>395,250</td><td>48%</td><td>225,000</td><td>395,250</td><td>57%</td><td>85%</td></tr><tr><td>William E. Krueger</td><td>875,393</td><td>948,000</td><td>92%</td><td>930,387</td><td>950,000</td><td>98%</td><td>158%</td></tr><tr><td>Christine M. Castellano (2)</td><td>100,000</td><td>273,770</td><td>37%</td><td>N/A</td><td>N/A</td><td>—%</td><td>75%</td></tr><tr><td>Joseph E. McNeely (3)</td><td>150,000</td><td>282,541</td><td>53%</td><td>120,000</td><td>270,000</td><td>44%</td><td>75%</td></tr><tr><td>Valerie M. Blanchett (4)</td><td>7,537</td><td>162,454</td><td>5%</td><td>122,000</td><td>217,000</td><td>56%</td><td>70%</td></tr><tr><td>Jeffrey C. Blair (5)</td><td>80,440</td><td>130,943</td><td>61%</td><td>75,000</td><td>225,000</td><td>33%</td><td>75%</td></tr></table>
| 0non_sct
|
821026_2021_0000821026-21-000082
| 2,021
|
Andersons, Inc.
|
|
<table><tr><td></td><td>Mr. Schaefer</td><td>Mr. Kabat</td></tr><tr><td>Total present value in Pension Benefits table</td><td>$ 8,479,500</td><td>$ 329,700</td></tr><tr><td>Additional value due to difference between Statement of Financial Accounting Standards No. 87, “Employers’ Accounting for Pensions” assumptions and actual lump sum basis</td><td>$ 2,758,400</td><td>$ 3,700</td></tr><tr><td>Additional value due to unreduced early retirement benefits</td><td>$ —</td><td>$ —</td></tr><tr><td>Total potential post-employment Pension Benefits</td><td>$11,237,900</td><td>$ 333,400</td></tr></table>
| 0non_sct
|
35527_2007_0001193125-07-050887
| 2,007
|
FIFTH THIRD BANCORP
|
|
<table><tr><td>Name and Principal Position (a)</td><td>Year (b)</td><td>Salary ($) (c)</td><td>Bonus ($) (d)</td><td>Stock Awards ($) (1) (e)</td><td>Option Grants ($) (f)</td><td>Non-Equity Incentive Plan Compensation ($) (g)</td><td>All Other Compensation ($) (h)</td><td>Total ($) (i)</td></tr><tr><td rowspan="3">Charles F. Willis, IV, Chief Executive Officer</td><td>2015</td><td>950,000</td><td>815,000</td><td>2,306,250</td><td>—</td><td>—</td><td>325,036 (2)</td><td>4,396,286</td></tr><tr><td>2014</td><td>931,250</td><td>—</td><td>1,963,000</td><td>—</td><td>—</td><td>690,359</td><td>3,584,609</td></tr><tr><td>2013</td><td>875,000</td><td>400,000</td><td>936,000</td><td>—</td><td>—</td><td>773,044</td><td>2,984,044</td></tr><tr><td rowspan="3">Donald A. Nunemaker, President</td><td>2015</td><td>456,875</td><td>508,000</td><td>—</td><td>—</td><td>—</td><td>23,295 (3)</td><td>988,170</td></tr><tr><td>2014</td><td>412,500</td><td>—</td><td>405,200</td><td>—</td><td>—</td><td>22,978</td><td>840,678</td></tr><tr><td>2013</td><td>375,000</td><td>100,000</td><td>216,000</td><td>—</td><td>—</td><td>38,131</td><td>729,131</td></tr><tr><td rowspan="3">Bradley S. Forsyth, Senior Vice President and Chief Financial Officer</td><td>2015</td><td>327,215</td><td>130,000</td><td>—</td><td>—</td><td>—</td><td>15,896 (4)</td><td>473,111</td></tr><tr><td>2014</td><td>361,250</td><td>18,000</td><td>202,600</td><td>—</td><td>—</td><td>15,245</td><td>597,095</td></tr><tr><td>2013</td><td>320,000</td><td>60,000</td><td>72,000</td><td>—</td><td>—</td><td>11,773</td><td>463,773</td></tr><tr><td rowspan="3">Dean M. Poulakidas, Senior Vice President General Counsel and Corporate Secretary</td><td>2015</td><td>360,000</td><td>154,000</td><td>—</td><td>—</td><td>—</td><td>17,209 (5)</td><td>531,209</td></tr><tr><td>2014</td><td>397,500</td><td>20,000</td><td>405,200</td><td>—</td><td>—</td><td>24,994</td><td>847,694</td></tr><tr><td>2013</td><td>300,000</td><td>60,000</td><td>216,000</td><td>—</td><td>—</td><td>11,674</td><td>587,674</td></tr><tr><td rowspan="3">Judith M. Webber, Senior Vice President Technical Services</td><td>2015</td><td>256,800</td><td>66,000</td><td>—</td><td>—</td><td>—</td><td>12,129 (6)</td><td>334,929</td></tr><tr><td>2014</td><td>248,425</td><td>—</td><td>—</td><td>—</td><td>—</td><td>11,925</td><td>260,350</td></tr><tr><td>2013</td><td>223,300</td><td>25,000</td><td>72,000</td><td>—</td><td>—</td><td>13,484</td><td>333,784</td></tr></table>
| 1sct
|
1018164_2016_0001558370-16-005101
| 2,016
|
WILLIS LEASE FINANCE CORP
|
|
<table><tr><td>Total shares underlying outstanding stock options</td><td>35,878,102(1)</td></tr><tr><td>Weighted average exercise price of outstanding stock options</td><td>$13.50</td></tr><tr><td>Weighted average remaining contractual life of outstanding stock options</td><td>8.2 years</td></tr><tr><td>Total shares underlying outstanding restricted stock units (“RSUs”)</td><td>8,321,504(2)</td></tr><tr><td>Total shares currently available for grants of new equity awards</td><td>25,121,356</td></tr><tr><td>Total shares outstanding</td><td>64,370,470</td></tr></table>
| 0non_sct
|
1575189_2018_0001104659-18-028586
| 2,018
|
Match Group, Inc.
|
|
<table><tr><td>Performance Metric</td><td>Weighting of Each Metric as a Percentage of Total Potential Bonus Payment</td><td>Percentage Achievement of Performance Metric (Between 0% and 100%)</td><td>Bonus Payment as a Percentage of Potential Bonus Payment</td></tr><tr><td>Product Roadmap</td><td>20%</td><td>50%</td><td>10%</td></tr><tr><td>Strengthening the Organization</td><td>20%</td><td>75%</td><td>15%</td></tr><tr><td>Expand Leadership in Network Timing</td><td>20%</td><td>100%</td><td>20%</td></tr><tr><td>Fortify the IP Edge</td><td>20%</td><td>50%</td><td>10%</td></tr><tr><td>Penetrate Adjacent Markets</td><td>20%</td><td>100%</td><td>20%</td></tr><tr><td>Total</td><td>100%</td><td></td><td>75%</td></tr></table>
| 0non_sct
|
880446_2015_0000880446-15-000003
| 2,015
|
VITESSE SEMICONDUCTOR CORP
|
|
<table><tr><td>Name</td><td>Age</td><td>Position</td></tr><tr><td>Jason Lane</td><td>42</td><td>Chief Executive Officer</td></tr><tr><td>Michael McMullen</td><td>57</td><td>Chief Financial Officer</td></tr></table>
| 0non_sct
|
1103795_2017_0001683168-17-001392
| 2,017
|
QS Energy, Inc.
|
|
<table><tr><td>Name of Beneficial Owner</td><td>Amount and Nature of Beneficial Ownership</td><td>Percent of Shares Outstanding (1)</td></tr><tr><td>5% or greater holders:</td><td></td><td></td></tr><tr><td>T. Rowe Price Associates, Inc. (2)</td><td>2,344,922</td><td>8.2%</td></tr><tr><td>BlackRock, Inc. (3)</td><td>1,738,055</td><td>6.2%</td></tr><tr><td>Directors and executive officers:</td><td></td><td></td></tr><tr><td>Milburn Adams</td><td>35,215</td><td>*</td></tr><tr><td>Robert H. Adcock, Jr. (5)</td><td>754,005</td><td>2.7%</td></tr><tr><td>John W. Allison (4)(6)</td><td>2,775,528</td><td>9.7%</td></tr><tr><td>Richard H. Ashley (4)(7)</td><td>1,305,094</td><td>4.6%</td></tr><tr><td>Robert F. Birch (4)</td><td>122,496</td><td>*</td></tr><tr><td>Dale A. Bruns (4)</td><td>164,744</td><td>*</td></tr><tr><td>Richard A. Buckheim (4)</td><td>51,804</td><td>*</td></tr><tr><td>Jack E. Engelkes (4)(8)</td><td>92,117</td><td>*</td></tr><tr><td>Tracy M. French (4)(9)</td><td>53,251</td><td>*</td></tr><tr><td>James G. Hinkle (4)(10)</td><td>203,378</td><td>*</td></tr><tr><td>Alex R. Lieblong (4)(11)</td><td>613,382</td><td>2.2%</td></tr><tr><td>Randy E. Mayor (4)(12)</td><td>142,698</td><td>*</td></tr><tr><td>C. Randall Sims (4)(13)</td><td>144,212</td><td>*</td></tr><tr><td>William G. Thompson (4)(14)</td><td>17,366</td><td>*</td></tr><tr><td>All directors and executive officers as a group (16 persons) (4)</td><td>6,520,240</td><td>22.7%</td></tr></table>
| 0non_sct
|
1331520_2012_0001193125-12-096217
| 2,012
|
HOME BANCSHARES INC
|
|
<table><tr><td rowspan="3">Name</td><td colspan="4">Option Awards</td><td colspan="2">Stock Awards</td></tr><tr><td colspan="2">Number of Securities Underlying Unexercised Options</td><td rowspan="2">Option Exercise Price ($)</td><td rowspan="2">Option Expiration Date</td><td rowspan="2">Number of Shares or Units of Stock that Have Not Vested(#)</td><td rowspan="2">Market Value of Shares or Units of Stock that Have Not Vested ($) (1)</td></tr><tr><td>Exercisable</td><td>Unexercisable</td></tr><tr><td colspan="7">Current Executive Officers</td></tr><tr><td>Keith A. Katkin</td><td>37,500</td><td>37,500(2)</td><td>$ 11.76</td><td>7/05/15</td><td>57,600(2)</td><td>$ 123,264</td></tr><tr><td></td><td>4,375</td><td>3,125(3)</td><td>11.68</td><td>12/07/15</td><td>53,126(4)</td><td>113,690</td></tr><tr><td></td><td>—</td><td>130,960(4)</td><td>1.29</td><td>3/21/17</td><td>473,190(4)</td><td>1,012,627</td></tr><tr><td></td><td>—</td><td>120,781(4)</td><td>2.41</td><td>9/10/17</td><td>—</td><td>—</td></tr><tr><td>Randall E. Kaye, M.D.</td><td>14,064</td><td>23,436(2)</td><td>15.84</td><td>1/17/16</td><td>12,500(18)</td><td>26,750</td></tr><tr><td></td><td>—</td><td>—</td><td>—</td><td>—</td><td>57,600(2)</td><td>123,264</td></tr><tr><td></td><td>—</td><td>—</td><td>—</td><td>—</td><td>250,000(4)</td><td>535,000</td></tr><tr><td>Martin J. Sturgeon</td><td>—</td><td>20,000(2)</td><td>2.30</td><td>2/12/17</td><td>10,000(19)</td><td>21,400</td></tr><tr><td></td><td>—</td><td>—</td><td>—</td><td>—</td><td>86,071(4)</td><td>184,192</td></tr><tr><td colspan="7">Former Executive Officers</td></tr><tr><td>Eric K. Brandt(5)</td><td>—</td><td>—</td><td>—</td><td>—</td><td>—</td><td>—</td></tr><tr><td>Michael J. Puntoriero</td><td>25,000</td><td>—(6)</td><td>10.70</td><td>5/04/16</td><td>—</td><td>—</td></tr><tr><td>James E. Berg</td><td>—</td><td>3,750(7)</td><td>9.00</td><td>12/21/16</td><td>—</td><td>—</td></tr><tr><td></td><td>—</td><td>6,250(7)</td><td>5.12</td><td>12/21/16</td><td>—</td><td>—</td></tr><tr><td></td><td>—</td><td>12,500(7)</td><td>6.20</td><td>12/21/16</td><td>—</td><td>—</td></tr><tr><td></td><td>—</td><td>18,750(7)</td><td>9.88</td><td>12/21/16</td><td>—</td><td>—</td></tr><tr><td></td><td>—</td><td>12,500(7)</td><td>14.28</td><td>12/21/16</td><td>—</td><td>—</td></tr><tr><td></td><td>—</td><td>12,500(7)</td><td>13.16</td><td>12/21/16</td><td>—</td><td>—</td></tr><tr><td></td><td>—</td><td>12,500(7)</td><td>4.64</td><td>12/21/16</td><td>—</td><td>—</td></tr><tr><td></td><td>—</td><td>10,938(7)</td><td>13.84</td><td>12/21/16</td><td>—</td><td>—</td></tr><tr><td></td><td>—</td><td>4,315(7)</td><td>7.12</td><td>12/21/16</td><td>—</td><td>—</td></tr><tr><td></td><td>—</td><td>2,917(7)</td><td>12.40</td><td>12/21/16</td><td>—</td><td>—</td></tr><tr><td>Jagadish C. Sircar, Ph.D.</td><td>969</td><td>—(8)</td><td>6.50</td><td>11/13/08</td><td>18,800(2)</td><td>40,232</td></tr><tr><td></td><td>1,181</td><td>—(9)</td><td>2.88</td><td>2/19/09</td><td>—</td><td>—</td></tr><tr><td></td><td>12,500</td><td>—(10)</td><td>6.20</td><td>12/02/09</td><td>—</td><td>—</td></tr><tr><td></td><td>2,500</td><td>—(11)</td><td>11.62</td><td>3/10/10</td><td>—</td><td>—</td></tr><tr><td></td><td>1,875</td><td>—(12)</td><td>13.60</td><td>4/05/11</td><td>—</td><td>—</td></tr><tr><td></td><td>1,875</td><td>—(13)</td><td>13.16</td><td>3/14/12</td><td>—</td><td>—</td></tr><tr><td></td><td>2,500</td><td>—(14)</td><td>4.20</td><td>11/21/12</td><td>—</td><td>—</td></tr><tr><td></td><td>12,500</td><td>—(15)</td><td>4.64</td><td>3/13/13</td><td>—</td><td>—</td></tr><tr><td></td><td>7,500</td><td>—(16)</td><td>7.12</td><td>4/06/14</td><td>—</td><td>—</td></tr><tr><td></td><td>11,458</td><td>1,042(17)</td><td>13.84</td><td>11/10/14</td><td>—</td><td>—</td></tr><tr><td></td><td>10,938</td><td>7,812(3)</td><td>11.68</td><td>12/07/15</td><td>—</td><td>—</td></tr></table>
| 0non_sct
|
858803_2008_0000936392-08-000004
| 2,008
|
AVANIR PHARMACEUTICALS
|
|
<table><tr><td></td><td>2020</td><td>2019</td></tr><tr><td>Audit Fees</td><td>$ 216,535</td><td>$ 155,999</td></tr><tr><td>Audit-Related Fees</td><td>—</td><td>—</td></tr><tr><td>Tax Fees</td><td>—</td><td>—</td></tr><tr><td>All Other Fees</td><td>—</td><td>—</td></tr></table>
| 0non_sct
|
1006655_2020_0001006655-20-000021
| 2,020
|
EVOLUTION PETROLEUM CORP
|
|
<table><tr><td>Named Executive Officer</td><td>Company
401(k)
Plan
Contributions ($)</td><td>Company
SKERP
Contributions ($)</td><td>Club
Dues ($)</td><td>Financial
Planning ($)</td><td>Auto
Allowance ($)</td><td>Company-
Paid
Split-
Dollar
Life
Insurance
Premium ($)</td><td>Executive
Physical ($)</td><td>Total ($)</td></tr><tr><td>David P. Storch</td><td>13,265</td><td>461,072</td><td>46,634</td><td>18,166</td><td>12,300</td><td>51,977</td><td>—</td><td>603,414</td></tr><tr><td>Timothy J. Romenesko</td><td>12,331</td><td>270,016</td><td>12,149</td><td>12,132</td><td>—</td><td>8,138</td><td>2,196</td><td>316,962</td></tr><tr><td>John M. Holmes</td><td>8,502</td><td>75,198</td><td>875</td><td>12,132</td><td>—</td><td>—</td><td>—</td><td>96,707</td></tr><tr><td>Michael J. Sharp</td><td>12,139</td><td>72,557</td><td>11,005</td><td>—</td><td>—</td><td>2,511</td><td>—</td><td>98,212</td></tr><tr><td>Robert J. Regan</td><td>9,450</td><td>89,798</td><td>—</td><td>12,132</td><td>—</td><td>—</td><td>—</td><td>111,380</td></tr><tr><td>John C. Fortson</td><td>3,975</td><td>23,743</td><td>2,375</td><td>2,939</td><td>—</td><td>—</td><td>—</td><td>33,032</td></tr></table>
| 0non_sct
|
1750_2016_0001047469-16-015192
| 2,016
|
AAR CORP
|
|
<table><tr><td>Name</td><td>Fees Earned or Paid in Cash ($)</td><td>Stock Awards ($) (1) (2)</td><td>Option Awards ($) (3)</td><td>Total ($)</td></tr><tr><td>Michael L. Finch</td><td>106,500</td><td>105,350</td><td>0</td><td>211,850</td></tr><tr><td>W. J. Gordon, III</td><td>90,000</td><td>105,350</td><td>0</td><td>195,350</td></tr><tr><td>Charles F. Mitchell, II, M.D.</td><td>101,500</td><td>105,350</td><td>0</td><td>206,850</td></tr><tr><td>E. Wayne Nordberg</td><td>91,500</td><td>105,350</td><td>0</td><td>196,850</td></tr><tr><td>William W. Rucks, IV</td><td>90,000</td><td>105,350</td><td>0</td><td>195,350</td></tr></table>
| 0non_sct
|
872248_2015_0000872248-15-000037
| 2,015
|
PETROQUEST ENERGY INC
|
|
<table><tr><td>Plan Category</td><td>Number of securities to be issued upon exercise of outstanding options (a)</td><td>Weighted-average exercise price of outstanding options (b)</td><td>Number of securities remaining available for future issuance under equity compensation plans (excluding securities reflected in Column (a) (c))</td></tr><tr><td>Equity compensation plans approved by security holders</td><td>1,422,423</td><td>$ 0.68</td><td>1,159,876</td></tr><tr><td>Equity compensation plans not approved by security holders</td><td>0</td><td>0</td><td>0</td></tr><tr><td>Total</td><td>1,422,423</td><td>$ 0.68</td><td>1,159,876</td></tr></table>
| 0non_sct
|
747605_2012_0001193125-12-149621
| 2,012
|
VERAMARK TECHNOLOGIES INC
|
|
<table><tr><td>Title of Class</td><td>Name and Address of Beneficial Owner</td><td>Amount and Nature of Beneficial Ownership *</td><td>Percent of Class</td></tr><tr><td rowspan="3">Common</td><td>Stan Cipkowski</td><td></td><td></td></tr><tr><td>C/O 122 Smith Road</td><td></td><td></td></tr><tr><td>Kinderhook, NY 12106</td><td>2,296,500(1)</td><td>10.18%</td></tr><tr><td rowspan="3">Common</td><td>Edmund M. Jaskiewicz</td><td></td><td></td></tr><tr><td>C/O 122 Smith Road</td><td></td><td></td></tr><tr><td>Kinderhook, NY 12106</td><td>2,168,155(2)</td><td>9.9%</td></tr><tr><td rowspan="3">Common</td><td>Douglas Casterlin</td><td></td><td></td></tr><tr><td>C/O 122 Smith Road</td><td></td><td></td></tr><tr><td>Kinderhook, NY 12106</td><td>114,500</td><td>**</td></tr><tr><td rowspan="3">Common</td><td>Martin R. Gould(3)</td><td></td><td></td></tr><tr><td>C/O 122 Smith Road</td><td></td><td></td></tr><tr><td>Kinderhook, NY 12106</td><td>5,000</td><td>**</td></tr><tr><td rowspan="3">Common</td><td>Richard P. Koskey</td><td></td><td></td></tr><tr><td>C/O 122 Smith Road</td><td></td><td></td></tr><tr><td>Kinderhook, NY 12106</td><td>118,750(4)</td><td>**</td></tr><tr><td rowspan="3">Common</td><td>Carl A. Florio</td><td></td><td></td></tr><tr><td>C/O 122 Smith Road</td><td></td><td></td></tr><tr><td>Kinderhook, NY 12106</td><td>61,830(5)</td><td>**</td></tr><tr><td rowspan="3">Common</td><td>Stefan Parker</td><td></td><td></td></tr><tr><td>C/O 122 Smith Road</td><td></td><td></td></tr><tr><td>Kinderhook, New York 12106</td><td>25,000(6)</td><td>**</td></tr><tr><td rowspan="3">Common</td><td>Jean Neff</td><td></td><td></td></tr><tr><td>C/O 122 Smith Road</td><td></td><td></td></tr><tr><td>Kinderhook, NY 12106</td><td>0</td><td>0%</td></tr><tr><td>Common</td><td>Directors and Executive Officers as a group (8 persons)</td><td>4,789,735(7)</td><td>20.9%</td></tr></table>
| 0non_sct
|
896747_2011_0001144204-11-024388
| 2,011
|
AMERICAN BIO MEDICA CORP
|
|
<table><tr><td>Vesting Date</td><td>C. Menear</td><td>C. Tomé</td><td>M. Holifield</td><td>E. Decker</td><td>M. Carey</td></tr><tr><td>February 27, 2019</td><td>—</td><td>—</td><td>4,397</td><td>—</td><td>—</td></tr><tr><td>March 22, 2019</td><td>16,816</td><td>8,580</td><td>4,722</td><td>4,837</td><td>5,067</td></tr><tr><td>March 23, 2019</td><td>30,019</td><td>14,907</td><td>8,224</td><td>8,224</td><td>8,841</td></tr><tr><td>March 24, 2019</td><td>31,489</td><td>16,194</td><td>8,997</td><td>8,997</td><td>9,671</td></tr><tr><td>March 26, 2019</td><td>20,908</td><td>20,908</td><td>12,121</td><td>6,666</td><td>13,030</td></tr><tr><td>August 21, 2019</td><td>—</td><td>—</td><td>—</td><td>4,354</td><td>—</td></tr><tr><td>November 20, 2019</td><td>53,827</td><td>—</td><td>—</td><td>—</td><td>—</td></tr><tr><td>March 21, 2020</td><td>11,331</td><td>5,821</td><td>3,415</td><td>3,415</td><td>3,415</td></tr><tr><td>March 22, 2020</td><td>16,816</td><td>8,581</td><td>4,722</td><td>4,838</td><td>5,068</td></tr><tr><td>March 23, 2020</td><td>30,019</td><td>14,906</td><td>8,224</td><td>8,224</td><td>8,841</td></tr><tr><td>March 24, 2020</td><td>31,489</td><td>16,195</td><td>8,997</td><td>8,997</td><td>9,672</td></tr><tr><td>March 21, 2021</td><td>11,332</td><td>5,821</td><td>3,415</td><td>3,415</td><td>3,415</td></tr><tr><td>March 22, 2021</td><td>16,816</td><td>8,581</td><td>4,722</td><td>4,837</td><td>5,068</td></tr><tr><td>March 23, 2021</td><td>30,019</td><td>14,907</td><td>8,225</td><td>8,225</td><td>8,841</td></tr><tr><td>March 21, 2022</td><td>11,332</td><td>5,821</td><td>3,415</td><td>3,415</td><td>3,415</td></tr><tr><td>March 22, 2022</td><td>16,817</td><td>8,581</td><td>4,723</td><td>4,838</td><td>5,068</td></tr><tr><td>March 21, 2023</td><td>11,332</td><td>5,821</td><td>3,415</td><td>3,415</td><td>3,415</td></tr><tr><td>Total</td><td>340,362</td><td>155,624</td><td>91,734</td><td>86,697</td><td>92,827</td></tr></table>
| 0non_sct
|
354950_2019_0000354950-19-000014
| 2,019
|
HOME DEPOT INC
|
|
<table><tr><td>Plan Category</td><td>Number of Securities to be Issued upon Exercise of Outstanding Options(1)</td><td>Weighted-Average Exercise Price of Outstanding Options</td><td>Number of Securities Remaining Available for Future Issuance under Equity Compensation Plans</td></tr><tr><td>Equity compensation plans approved by security holders</td><td>302,737</td><td>$ 5.69</td><td>256,483</td></tr><tr><td>Equity compensation plans not approved by security holders</td><td>—</td><td>—</td><td>—</td></tr><tr><td>Total</td><td>302,737</td><td>$ 5.69</td><td>256,483</td></tr></table>
| 0non_sct
|
1463833_2022_0001213900-22-009766
| 2,022
|
IDW MEDIA HOLDINGS, INC.
|
|
<table><tr><td>Name</td><td>Age</td><td>Director Since</td><td>Occupation</td><td>Independent</td><td>Committee Memberships</td><td>Other Public Company Boards</td></tr><tr><td>Brian P. Ward</td><td>60</td><td>2022</td><td>Chief Executive Officer of our Company</td><td></td><td>None</td><td>None</td></tr><tr><td>Jeffrey B. Pyatt</td><td>62</td><td>2019</td><td>Chairman of our Company</td><td></td><td>None</td><td>None</td></tr><tr><td>Stephen G. Haggerty</td><td>54</td><td>2019</td><td>Founder and Principal of Bare Hill</td><td>✓</td><td>Compensation (Chair)</td><td>None</td></tr><tr><td>Daniel J. Hirsch</td><td>48</td><td>2019</td><td>Chief Operating Officer and Chief Financial Officer of Cascade Acquisition Corp.</td><td>✓</td><td>Compensation; Nominating and Corporate Governance (Chair); Finance</td><td>The Macerich Company</td></tr><tr><td>David A. Karp</td><td>62</td><td>2019</td><td>Former Chief Financial Officer of Empire State Realty Trust, Inc.</td><td>✓</td><td>Audit; Compensation; Finance (Chair)</td><td>None</td></tr><tr><td>Norma J. Lawrence</td><td>67</td><td>2019</td><td>Former Partner at KPMG, LLP</td><td>✓</td><td>Audit; Nominating and Corporate Governance</td><td>Marcus & Millichap Inc.</td></tr><tr><td>Kevin M. Luebbers</td><td>55</td><td>2019</td><td>Managing Partner of VIC Partners, LLC</td><td>✓</td><td>Audit (Chair); Nominating and Corporate Governance; Finance</td><td>None</td></tr><tr><td>Pinkie D. Mayfield</td><td>53</td><td>2022</td><td>Chief Communications Officer and Vice President of Corporate Affairs of Graham Holdings Company</td><td>✓</td><td>None</td><td>None</td></tr></table>
| 0non_sct
|
1784797_2022_0001140361-22-016539
| 2,022
|
Broadmark Realty Capital Inc.
|
|
<table><tr><td>Name (1)</td><td>Fees Earned or Paid in Cash ($)</td><td>Option Awards ($) (2)</td><td>All Other Compensation ($)</td><td>Total ($)</td></tr><tr><td>Vincent D. Foster</td><td>$ 60,000</td><td>$ 45,780</td><td>$ 0</td><td>$105,780</td></tr><tr><td>T. William Porter III</td><td>$ 47,000</td><td>$ 45,780</td><td>$ 0</td><td>$ 92,780</td></tr><tr><td>Mary P. Ricciardello</td><td>$ 75,000</td><td>$ 45,780</td><td>$ 0</td><td>$120,780</td></tr><tr><td>Murray S. Simpson</td><td>$ 70,000</td><td>$ 45,780</td><td>$ 0</td><td>$115,780</td></tr><tr><td>Robert S. Walker</td><td>$ 47,000</td><td>$ 45,780</td><td>$ 0</td><td>$ 92,780</td></tr><tr><td>John R. Colson (3)</td><td>$ 24,000</td><td>$ 0</td><td>$ 0</td><td>$ 24,000</td></tr></table>
| 0non_sct
|
1073429_2007_0000950134-07-008982
| 2,007
|
US CONCRETE INC
|
|
<table><tr><td>Name</td><td>Incentive Range</td><td>2007 Incentive Paid</td><td>Performance Targets</td></tr><tr><td>W. Dan Puckett</td><td>0%-75%</td><td>$ 0</td><td>Net IncomeReturn on Average AssetsReturn on Average EquityAverage Net Loans Outstanding</td></tr><tr><td>Carol Marsh</td><td>0%-50%</td><td>$ 0</td><td>Net IncomeEfficiency RatioNet Interest Margin</td></tr><tr><td>John Bentley</td><td>0%-50%</td><td>$11,589(6.44%)</td><td>Net IncomeLoans Fees & CommissionsEfficiency RatioCommercial Loan GrowthTotal Loan GrowthNon-Interest DepositsTotal Deposit Growth</td></tr><tr><td>H. Fred Coble</td><td>0%-35%</td><td>$12,975(7.86%)</td><td>Net IncomeLoan FeesCommercial Loan GrowthTotal Loan GrowthNon-Interest DepositsTotal Deposit Growth</td></tr></table>
| 0non_sct
|
1338977_2008_0000950144-08-003114
| 2,008
|
CapitalSouth Bancorp
|
|
<table><tr><td>Name</td><td>Age</td><td>Position</td></tr><tr><td>Thomas J. Axon</td><td>60</td><td>President and Chairman of the Board of Directors</td></tr><tr><td>Paul D. Colasono</td><td>66</td><td>Executive Vice President and Chief Operating Officer</td></tr><tr><td>Kevin Gildea</td><td>43</td><td>Executive Vice President, Chief Legal Officer and Secretary</td></tr><tr><td>Stephen T. Hague</td><td>56</td><td>Executive Vice President of Business Development</td></tr><tr><td>Kimberley Shaw</td><td>51</td><td>Senior Vice President and Chief Financial Officer</td></tr></table>
| 0non_sct
|
1555458_2013_0001387131-13-001402
| 2,013
|
Franklin Credit Management Corp
|
|
<table><tr><td>Name and Address of Beneficial Owner</td><td>Amount and Nature of Beneficial Ownership</td><td>Percent of Class</td></tr><tr><td>Blackrock, Inc.(1)40 East 52nd StreetNew York, NY 10022</td><td>336,603</td><td>5.9%</td></tr><tr><td>Pico Holdings, Inc.(2)875 Prospect Street, Suite 301La Jolla, CA 92037</td><td>310,000</td><td>5.4%</td></tr><tr><td>Third Avenue Management LLC(3)622 Third Avenue, 32nd FloorNew York, NY 10017</td><td>510,182</td><td>8.9%</td></tr><tr><td>Wintergreen Advisers, LLC, et. al.(4)333 Route 46 West, Suite 204Mountain Lakes, NJ 07046</td><td>1,481,474</td><td>25.9%</td></tr></table>
| 0non_sct
|
23795_2010_0001193125-10-071284
| 2,010
|
CONSOLIDATED TOMOKA LAND CO
|
|
<table><tr><td colspan="2">Employee Name</td><td>Initial Base Salary</td><td>Severance Provisions</td><td>Effective Date</td><td>Initial Term</td></tr><tr><td colspan="2">Patrick F. O'Neal</td><td>$220,000</td><td>1/2 of base salary and up to 12 months of medical and health insurance benefits</td><td>10/1/04</td><td>3 years (1)
(Mr. O'Neal retired from the Company on February 3, 2007.)</td></tr><tr><td>Anthony
Sansone</td><td>J.</td><td>$135,000</td><td>1/2 of base salary and up to 12 months of medical and health insurance benefits</td><td>7/12/04</td><td>2 years (2)
(Mr. Sansone resigned from the Company on February 10, 2007.)</td></tr><tr><td>Stephen
Fulling</td><td>W.</td><td>$130,000</td><td>1/2 of base salary and up to 12 months of medical and health insurance benefits</td><td>7/1/05</td><td>2 years</td></tr><tr><td colspan="2">Thomas C. Tyler</td><td>$150,000</td><td>Up to 6 months of medical and health insurance benefits</td><td>10/1/04</td><td>18 months
(Auto renewal after March 2006 maintains current status of agreement for six month periods.)</td></tr></table>
| 0non_sct
|
4317_2007_0001038838-07-000235
| 2,007
|
SENTO CORP
|
|
<table><tr><td>Name</td><td>Fees Earned or Paid in Cash ($)</td><td>Option Awards ($)(1)</td><td>Total</td></tr><tr><td>Eric R. Giler</td><td>$ 69,785</td><td>$ 13,365</td><td>$ 83,150</td></tr><tr><td>James J. Roszkowski</td><td>58,000</td><td>20,009</td><td>78,009</td></tr><tr><td>Eileen M. Rudden</td><td>28,625</td><td>25,237</td><td>53,862</td></tr><tr><td>Regina O. Sommer</td><td>86,333</td><td>47,203</td><td>133,536</td></tr></table>
| 0non_sct
|
1163698_2009_0000950135-09-003726
| 2,009
|
SOUNDBITE COMMUNICATIONS INC
|
|
<table><tr><td rowspan="2">Name</td><td colspan="4">Option Awards</td></tr><tr><td>Number of Securities Underlying Unexercised Options(#)Exercisable</td><td>Number of Securities Underlying Unexercised Options(#)Unexercisable</td><td>Option Exercise Price ($)</td><td>Option Expiration Date</td></tr><tr><td>Solomon S. Steiner</td><td>53,138</td><td>—(1)</td><td>1.41</td><td>12/22/12</td></tr><tr><td></td><td>39,853</td><td>13,285(2)</td><td>5.65</td><td>12/14/13</td></tr><tr><td></td><td>26,569</td><td>26,569(3)</td><td>12.63</td><td>12/18/14</td></tr><tr><td></td><td>17,500</td><td>17,500(4)</td><td>18.16</td><td>6/5/15</td></tr><tr><td></td><td>50,000</td><td>150,000(5)</td><td>17.92</td><td>12/3/15</td></tr><tr><td></td><td>—</td><td>50,000(6)</td><td>2.29</td><td>12/12/16</td></tr><tr><td>Gerard J. Michel</td><td>31,250</td><td>93,750(7)</td><td>16.78</td><td>11/20/15</td></tr><tr><td></td><td>—</td><td>40,000(6)</td><td>2.29</td><td>12/12/16</td></tr><tr><td>Alan Krasner</td><td>25,000</td><td>75,000(8)</td><td>15.62</td><td>5/26/16</td></tr><tr><td></td><td>—</td><td>40,000(6)</td><td>2.29</td><td>12/12/16</td></tr><tr><td>Paul S. Bavier</td><td>8,750</td><td>26,250(9)</td><td>15.85</td><td>10/11/15</td></tr><tr><td></td><td>3,750</td><td>11,250(5)</td><td>17.92</td><td>12/3/15</td></tr><tr><td></td><td>—</td><td>25,000(6)</td><td>2.29</td><td>12/12/16</td></tr><tr><td>Erik Steiner</td><td>10,627</td><td>3,543(2)</td><td>5.65</td><td>12/14/13</td></tr><tr><td></td><td>10,627</td><td>10,628(3)</td><td>12.63</td><td>12/18/14</td></tr><tr><td></td><td>12,500</td><td>12,500(4)</td><td>18.16</td><td>6/5/15</td></tr><tr><td></td><td>15,000</td><td>45,000(5)</td><td>17.92</td><td>12/3/15</td></tr><tr><td></td><td>—</td><td>20,000(6)</td><td>2.29</td><td>12/12/16</td></tr><tr><td>Roderike Pohl</td><td>7,971</td><td>2,657(2)</td><td>5.65</td><td>12/14/13</td></tr><tr><td></td><td>5,314</td><td>5,314(3)</td><td>12.63</td><td>12/18/14</td></tr><tr><td></td><td>12,500</td><td>37,500(5)</td><td>17.92</td><td>12/3/15</td></tr><tr><td></td><td>—</td><td>20,000(6)</td><td>2.29</td><td>12/12/16</td></tr></table>
| 0non_sct
|
1322505_2010_0000950123-10-006212
| 2,010
|
Biodel Inc
|
|
<table><tr><td>Name</td><td>Minimum Bonus1</td><td>Target Bonus</td><td>Maximum Bonus</td></tr><tr><td>Mr. Hawkins</td><td>$ 189,280</td><td>$ 364,000</td><td>$ 637,000</td></tr><tr><td>Mr. Buhler</td><td>$ 84,500</td><td>$ 162,500</td><td>$ 284,375</td></tr><tr><td>Mr. Murphy</td><td>$ 62,712</td><td>$ 120,600</td><td>$ 211,050</td></tr><tr><td>Dr. Chung</td><td>$ 60,138</td><td>$ 115,650</td><td>$ 202,388</td></tr><tr><td>Mr. Traverso</td><td>$ 42,765</td><td>$ 82,240</td><td>$ 143,920</td></tr></table>
| 0non_sct
|
878526_2013_0001193125-13-163105
| 2,013
|
NATUS MEDICAL INC
|
|
<table><tr><td rowspan="2">Name and Principal Position</td><td colspan="4">Annual Compensation</td><td rowspan="2">Long-Term Compensation Awards Securities Underlying Options(#)(6)</td><td rowspan="2">All Other Compensation(7)</td></tr><tr><td>Year</td><td>Salary</td><td>Bonus</td><td>Other Annual Compensation(5)</td></tr><tr><td>Ron Elliott(7)</td><td>2004</td><td>$277,587</td><td>$—</td><td>$—</td><td>—</td><td>$ 21,267</td></tr><tr><td>Chief Executive Officer</td><td>2003</td><td>266,574</td><td>—</td><td>—</td><td>—</td><td>35,134</td></tr><tr><td></td><td>2002</td><td>256,480</td><td>—</td><td>—</td><td>—</td><td>42,266</td></tr><tr><td>Diane Kayser(1)</td><td>2004</td><td>$ 99,519</td><td>$—</td><td>$—</td><td>50,000</td><td>$ —</td></tr><tr><td rowspan="2">Executive Vice President & Chief Financial Officer</td><td>2003</td><td>—</td><td>—</td><td>—</td><td>—</td><td>—</td></tr><tr><td>2002</td><td>—</td><td>—</td><td>—</td><td>—</td><td>—</td></tr><tr><td>Judith McGuinn</td><td>2004</td><td>$213,408</td><td>$—</td><td>$—</td><td>—</td><td>$ —</td></tr><tr><td rowspan="2">Executive Vice President & Chief Operating Officer</td><td>2003</td><td>213,187</td><td>—</td><td>—</td><td>—</td><td>—</td></tr><tr><td>2002</td><td>205,200</td><td>—</td><td>—</td><td>—</td><td>—</td></tr><tr><td>Vikas Arora(2)(5)</td><td>2004</td><td>$149,538</td><td>$—</td><td>$33,151</td><td>—</td><td>$ —</td></tr><tr><td rowspan="2">Vice President, General Counsel & Secretary</td><td>2003</td><td>50,645</td><td>—</td><td>11,842</td><td>15,000</td><td>—</td></tr><tr><td>2002</td><td>—</td><td>—</td><td>—</td><td>—</td><td>—</td></tr><tr><td>Rich Delaney(3)(5)</td><td>2004</td><td>$216,138</td><td>$—</td><td>$29,217</td><td>—</td><td>$ —</td></tr><tr><td rowspan="2">Former Executive Vice President & Chief Financial Officer</td><td>2003</td><td>249,341</td><td>—</td><td>39,887</td><td>—</td><td>—</td></tr><tr><td>2002</td><td>240,000</td><td>—</td><td>37,148</td><td>—</td><td>—</td></tr><tr><td>Jeffrey Grace(4)(5)</td><td>2004</td><td>$144,244</td><td>$—</td><td>$—</td><td>—</td><td>$ —</td></tr><tr><td>Former Vice President—Finance</td><td>2003</td><td>145,450</td><td>—</td><td>20,305</td><td>—</td><td>—</td></tr><tr><td></td><td>2002</td><td>140,000</td><td>—</td><td>—</td><td>—</td><td>—</td></tr></table>
| 1sct
|
1130950_2005_0001193125-05-059571
| 2,005
|
EXCELLIGENCE LEARNING CORP
|
|
<table><tr><td>Name</td><td>Fees Earned or Paid in Cash
($)</td><td>Option Awards
($)(1)</td><td>Total
($)</td></tr><tr><td>William Bradley</td><td>52,500</td><td>143,314</td><td>195,814</td></tr><tr><td>John McDonald</td><td>68,500</td><td>143,314</td><td>211,814</td></tr><tr><td>Gregory Sands</td><td>47,000</td><td>143,314</td><td>190,314</td></tr><tr><td>James Simons</td><td>38,500</td><td>143,314</td><td>181,814</td></tr><tr><td>Glenn Solomon</td><td>44,000</td><td>143,314</td><td>187,314</td></tr><tr><td>Dana Stalder</td><td>69,000</td><td>143,314</td><td>212,314</td></tr></table>
| 0non_sct
|
1117297_2011_0001193125-11-261395
| 2,011
|
QUINSTREET, INC
|
|
<table><tr><td>Name and Principal Position</td><td>Number of Securities Underlying Unexercisable Stock</td><td>Market Value of Shares or Units That Have Not Yet Vested (1)</td></tr><tr><td>John L. Miclot</td><td>29,531</td><td>$ 7,383</td></tr><tr><td>President and Chief Executive Officer</td><td></td><td></td></tr><tr><td>Timothy Bertram, D.V.M., Ph.D.</td><td>2,000</td><td>$ 500</td></tr><tr><td>President, Research and Development and Chief Scientific Officer</td><td>11,250</td><td>$ 2,813</td></tr><tr><td>A. Brian Davis</td><td>1,166</td><td>$ 292</td></tr><tr><td>Chief Financial Officer and Senior Vice President, Finance</td><td>5,125</td><td>$ 1,281</td></tr></table>
| 0non_sct
|
1296391_2014_0000950159-14-000147
| 2,014
|
TENGION INC
|
|
<table><tr><td>Name</td><td>Fees Earned or Paid in Cash(1) ($)</td><td>Option Awards(2) ($)</td><td>Non-Equity Incentive Plan Compensation ($)</td><td>All Other Compensation ($)</td><td>Total ($)</td></tr><tr><td>Russell D. Hays (3)</td><td>$ 22,000</td><td>$ 20,400</td><td>$ —</td><td>—</td><td>$ 42,400</td></tr><tr><td>Lawrence J. Jasinski</td><td>31,000</td><td>20,400</td><td>—</td><td>—</td><td>51,400</td></tr><tr><td>Cornelia W. LeMaitre (4)</td><td>90,013</td><td>35,648</td><td>36,303</td><td>567</td><td>162,531</td></tr><tr><td>John J. O'Connor</td><td>39,000</td><td>20,400</td><td>—</td><td>—</td><td>59,400</td></tr><tr><td>John A. Roush (5)</td><td>—</td><td>—</td><td>—</td><td>—</td><td>—</td></tr><tr><td>Michael H. Thomas (6)</td><td>1,000</td><td>65,758</td><td>—</td><td>—</td><td>66,758</td></tr><tr><td>William N. Thorndike, Jr. (7)</td><td>21,000</td><td>20,400</td><td>—</td><td>—</td><td>41,400</td></tr></table>
| 0non_sct
|
1158895_2014_0001193125-14-148559
| 2,014
|
LEMAITRE VASCULAR INC
|
|
<table><tr><td>Name and Principal Position</td><td>Year</td><td>Salary ($)</td><td>Bonus ($) (2)</td><td>Stock Awards ($) (3)</td><td>Option Awards ($) (3)</td><td>Non-Equity Incentive Plan Compensation ($) (4)</td><td>All Other Compensation ($) (5)</td><td>Total ($)</td></tr><tr><td>Gary E. McCullough</td><td>2008</td><td>$800,000</td><td>$ —</td><td>$1,879,155</td><td>$1,321,923</td><td>$ 800,000</td><td>$ 10,208</td><td>$4,811,286</td></tr><tr><td>President and Chief Executive Officer (1)</td><td>2007</td><td>$691,458</td><td>$ —</td><td>$1,325,463</td><td>$ 867,941</td><td>$ 657,949</td><td>$ 672</td><td>$3,543,484</td></tr><tr><td>Michael J. Graham</td><td>2008</td><td>$390,000</td><td>$ —</td><td>$ 136,460</td><td>$ 132,156</td><td>$ 292,500</td><td>$ 18,350</td><td>$ 969,466</td></tr><tr><td>Executive Vice President and Chief Financial Officer (1)</td><td>2007</td><td>$126,750</td><td>$ 50,000</td><td>$ 19,587</td><td>$ 16,427</td><td>$ 114,075</td><td>$ 1,793</td><td>$ 328,632</td></tr><tr><td>Jeffrey D. Ayers Senior Vice President, General Counsel and Corporate Secretary (1)</td><td>2008</td><td>$351,346</td><td>$ 50,000</td><td>$ 68,051</td><td>$ 63,611</td><td>$ 175,673</td><td>$ 26,316</td><td>$ 734,997</td></tr><tr><td rowspan="2">Thomas G. Budlong Senior Vice President and Chief Administrative Officer (1)</td><td>2008</td><td>$325,000</td><td>$ —</td><td>$ 291,250</td><td>$ 193,159</td><td>$ 130,003</td><td>$ 13,976</td><td>$ 953,388</td></tr><tr><td>2007</td><td>$109,583</td><td>$100,000</td><td>$ 110,550</td><td>$ 57,750</td><td>$ —</td><td>$ 3,491</td><td>$ 381,374</td></tr><tr><td rowspan="2">Leonard A. Mariani Senior Vice President, Chief Marketing and Admissions Officer (1)</td><td>2008</td><td>$350,000</td><td>$ —</td><td>$ 125,865</td><td>$ 98,312</td><td>$ 175,000</td><td>$ 43,294</td><td>$ 792,471</td></tr><tr><td>2007</td><td>$ 87,489</td><td>$100,000</td><td>$ 12,036</td><td>$ 7,292</td><td>$ 60,000</td><td>$ 2,210</td><td>$ 269,027</td></tr></table>
| 1sct
|
1046568_2009_0001193125-09-062317
| 2,009
|
CAREER EDUCATION CORP
|
|
<table><tr><td>Name and Principal Position</td><td>Fiscal Year</td><td>Salary ($)</td><td>Stock Awards ($)(1)(2)</td><td>Option Awards ($)(2)</td><td>Non-Equity Incentive Plan Compensation ($)(3)</td><td>Change in Pension Value and Nonqualified Deferred Compensation Earnings ($)(4)</td><td>All Other Compensation ($)(5)</td><td>Total ($)</td></tr><tr><td>William J. DeLaney</td><td>2010</td><td>$800,000</td><td>$880,824</td><td>$1,888,785</td><td>$1,638,230</td><td>$713,212</td><td>$12,587</td><td>$5,933,638</td></tr><tr><td rowspan="2">President and Chief Executive Officer</td><td>2009</td><td>620,375</td><td>—</td><td>2,941,300</td><td>$72,188</td><td>$155,784</td><td>$12,004</td><td>3,801,651</td></tr><tr><td>2008</td><td>560,000</td><td>398,334</td><td>491,290</td><td>2,084,295</td><td>1,236,183</td><td>210,661</td><td>4,980,763</td></tr><tr><td>Robert C. Kreidler(6)</td><td>2010</td><td>378,766</td><td>423,740</td><td>947,895</td><td>760,000</td><td>19,552</td><td>113,522</td><td>2,643,475</td></tr><tr><td rowspan="2">Executive Vice President and Chief Financial Officer</td><td>2009</td><td>n/a</td><td>n/a</td><td>n/a</td><td>n/a</td><td>n/a</td><td>n/a</td><td>n/a</td></tr><tr><td>2008</td><td>n/a</td><td>n/a</td><td>n/a</td><td>n/a</td><td>n/a</td><td>n/a</td><td>n/a</td></tr><tr><td>Larry G. Pulliam</td><td>2010</td><td>532,000</td><td>359,464</td><td>768,825</td><td>1,129,030</td><td>1,479,450</td><td>43,654</td><td>4,312,423</td></tr><tr><td rowspan="2">Executive Vice President, Foodservice Operations</td><td>2009</td><td>532,000</td><td>—</td><td>602,000</td><td>160,781</td><td>400,655</td><td>13,108</td><td>1,708,544</td></tr><tr><td>2008</td><td>550,000</td><td>378,077</td><td>491,290</td><td>2,139,874</td><td>573,188</td><td>69,694</td><td>4,202,123</td></tr><tr><td>Michael W. Green(7)</td><td>2010</td><td>494,000</td><td>334,768</td><td>716,040</td><td>1,002,641</td><td>937,527</td><td>15,517</td><td>3,500,493</td></tr><tr><td rowspan="2">Executive Vice President, Foodservice Operations</td><td>2009</td><td>494,000</td><td>—</td><td>602,000</td><td>99,531</td><td>191,030</td><td>15,657</td><td>1,402,218</td></tr><tr><td>2008</td><td>n/a</td><td>n/a</td><td>n/a</td><td>n/a</td><td>n/a</td><td>n/a</td><td>n/a</td></tr><tr><td>Stephen W. Smith(7)</td><td>2010</td><td>494,000</td><td>334,768</td><td>716,040</td><td>1,002,641</td><td>586,247</td><td>258,036</td><td>3,391,732</td></tr><tr><td rowspan="2">Former Executive Vice President, South and West U.S. Foodservice Operations</td><td>2009</td><td>494,000</td><td>—</td><td>602,000</td><td>99,531</td><td>75,628</td><td>19,515</td><td>1,290,674</td></tr><tr><td>2008</td><td>n/a</td><td>n/a</td><td>n/a</td><td>n/a</td><td>n/a</td><td>n/a</td><td>n/a</td></tr><tr><td>Kenneth F. Spitler</td><td>2010</td><td>730,000</td><td>754,600</td><td>1,615,680</td><td>1,830,363</td><td>797,199</td><td>4,259,455</td><td>9,987,297</td></tr><tr><td rowspan="2">Former Vice Chairman, President and Chief Operating Officer</td><td>2009</td><td>702,625</td><td>1,800,014(8)</td><td>1,204,000</td><td>160,781</td><td>588,905</td><td>13,256</td><td>4,469,581</td></tr><tr><td>2008</td><td>690,000</td><td>492,850</td><td>673,000</td><td>2,698,836</td><td>1,514,552</td><td>92,325</td><td>6,161,563</td></tr></table>
| 1sct
|
96021_2010_0000950123-10-090087
| 2,010
|
SYSCO CORP
|
|
<table><tr><td rowspan="3">Name and Principal Position</td><td rowspan="3">Year</td><td colspan="3">Annual Compensation</td><td colspan="4">Long-Term Compensation</td><td></td></tr><tr><td rowspan="2">Salary ($)</td><td rowspan="2">Bonus ($)</td><td rowspan="2">Other Annual Compensation ($)</td><td colspan="2">Awards</td><td colspan="2">Payouts</td><td></td></tr><tr><td>Restricted Stock Awards (a) ($)</td><td>Securities Underlying Options/SARs (b) (#)</td><td>LTIP Payouts ($)</td><td>All Other Compensation ($)</td><td></td></tr><tr><td>Raymond V. Gilmartin</td><td>2004</td><td>$1,600,008</td><td>$1,375,000</td><td>$—</td><td>$—</td><td>250,000</td><td>—</td><td>$9,225(c)</td><td></td></tr><tr><td>Chairman of the Board,</td><td>2003</td><td>1,583,340</td><td>1,375,000</td><td>—</td><td>—</td><td>527,495</td><td>—</td><td>9,000(c)</td><td></td></tr><tr><td>President and Chief Executive Officer</td><td>2002</td><td>1,483,334</td><td>1,500,000</td><td>—</td><td>—</td><td>527,495</td><td>—</td><td>9,000(c)</td><td></td></tr><tr><td>Judy C. Lewent</td><td>2004</td><td>750,000</td><td>625,000</td><td>—</td><td>621,049</td><td>77,500</td><td>—</td><td>9,225(c)</td><td></td></tr><tr><td>Executive Vice President,</td><td>2003</td><td>720,000</td><td>615,000</td><td>—</td><td>—</td><td>137,149</td><td>—</td><td>9,000(c)</td><td></td></tr><tr><td>Chief Financial Officer and President, Human Health Asia</td><td>2002</td><td>607,500</td><td>585,000</td><td>—</td><td>—</td><td>158,249</td><td>—</td><td>9,000(c)</td><td></td></tr><tr><td>Peter S. Kim</td><td>2004</td><td>685,008</td><td>625,000</td><td>133,288(d)</td><td>1,490,299</td><td>100,000</td><td>—</td><td>9,225(c)</td><td></td></tr><tr><td>President, Merck Research Laboratories</td><td>2003</td><td>610,008</td><td>500,000</td><td>140,580(d)</td><td>—</td><td>210,998</td><td>—</td><td>9,000(c)</td><td></td></tr><tr><td></td><td>2002</td><td>437,499</td><td>420,000</td><td>149,597(d)</td><td>—</td><td>137,149</td><td>—</td><td>9,000(c)</td><td></td></tr><tr><td>Per Wold-Olsen</td><td>2004</td><td>615,004</td><td>580,000</td><td>—</td><td>520,850</td><td>65,000</td><td>—</td><td>9,225(c)</td><td></td></tr><tr><td>President, Human Health- Europe, Middle East & Africa</td><td>2003</td><td>585,004</td><td>550,000</td><td>—</td><td>—</td><td>137,149</td><td>—</td><td>9,000(c)</td><td></td></tr><tr><td></td><td>2002</td><td>554,170</td><td>540,000</td><td>—</td><td>—</td><td>137,149</td><td>—</td><td>9,000(c)</td><td></td></tr><tr><td>David W. Anstice</td><td>2004</td><td>626,668</td><td>520,000</td><td>—</td><td>540,900</td><td>67,500</td><td>—</td><td>9,225(c)</td><td></td></tr><tr><td>President, Human Health</td><td>2003</td><td>606,674</td><td>520,000</td><td>—</td><td>—</td><td>137,149</td><td>—</td><td>9,000(c)</td><td></td></tr><tr><td></td><td>2002</td><td>586,670</td><td>520,000</td><td>—</td><td>—</td><td>137,149</td><td>—</td><td>9,000(c)</td><td></td></tr></table>
| 1sct
|
64978_2005_0001193125-05-046587
| 2,005
|
MERCK & CO INC
|
|
<table><tr><td>Name and Principal Position</td><td>Year</td><td>Salary ($)</td><td>Change in Pension Value and Nonqualified Deferred Compensation Earnings ($)</td><td>All Other Compensation ($)</td><td>Total ($)</td></tr><tr><td rowspan="2">Ronald Leon Moore</td><td>2007</td><td>191,250 (1)</td><td>66,694</td><td>14,236 (2)</td><td>272,180</td></tr><tr><td>2006</td><td>165,000</td><td>94,330</td><td>135,425</td><td>394,755</td></tr><tr><td>Chairman, President and CEO,
Cardinal and BOF</td><td></td><td></td><td></td><td></td><td></td></tr><tr><td rowspan="2">Stephanie K. Sigman</td><td>2007</td><td>46,464(3)</td><td>0</td><td>0</td><td>46,464</td></tr><tr><td>2006</td><td></td><td></td><td></td><td></td></tr><tr><td>SVP & PFO, Cardinal;
VP & Cashier—BOF</td><td></td><td></td><td></td><td></td><td></td></tr><tr><td>J. Alan Dickerson</td><td>2007</td><td>59,583(4)</td><td>0</td><td>0</td><td>59,583</td></tr><tr><td>VP & CFO—Cardinal;
VP & Cashier—BOF</td><td></td><td></td><td></td><td></td><td></td></tr></table>
| 1sct
|
1022759_2008_0001193125-08-066687
| 2,008
|
CARDINAL BANKSHARES CORP
|
|
<table><tr><td>Name(a)</td><td>Fees Earned Or Paid in Cash ($) (b)</td><td>Stock Awards ($) (1) (c)</td><td>Total ($) (d)</td></tr><tr><td>Kendall R. Bishop</td><td>$ 72,000</td><td>$ 118,517</td><td>$ 190,517</td></tr><tr><td>Jon Gacek</td><td>80,000</td><td>118,517</td><td>198,517</td></tr><tr><td>Kambiz Hooshmand</td><td>75,000</td><td>118,517</td><td>195,517</td></tr><tr><td>Mark Melliar-Smith</td><td>70,000</td><td>118,517</td><td>188,517</td></tr><tr><td>Richard M. Swanson</td><td>54,500</td><td>118,517</td><td>173,017</td></tr><tr><td>Jay Walters</td><td>80,000</td><td>139,130</td><td>219,130</td></tr></table>
| 0non_sct
|
1042825_2012_0001047469-12-002984
| 2,012
|
POWER ONE INC
|
|
<table><tr><td>Name and Principal Position</td><td>Year</td><td>Salary ($)</td><td>Option Awards ($) (2)</td><td>All Other Compensation ($) (3)</td><td>Total ($)</td></tr><tr><td rowspan="3">G. Ward Paxton,
Chairman, President,
and Director</td><td>2007</td><td>$ 122,500</td><td>$ 15,155</td><td>$ 1,225</td><td>$ 137,655</td></tr><tr><td>2006</td><td>122,500</td><td>47,565</td><td>1,225</td><td>230,846</td></tr><tr><td>2005</td><td>122,500</td><td>107,121</td><td>1,225</td><td>123,725</td></tr><tr><td rowspan="3">Michael L. Paxton,
Vice President, Chief
Financial Officer, Treasurer
and Secretary</td><td>2007</td><td>122,500</td><td>15,155</td><td>1,225</td><td>137,655</td></tr><tr><td>2006</td><td>122,500</td><td>44,950</td><td>1,225</td><td>213,124</td></tr><tr><td>2005</td><td>122,500</td><td>89,399</td><td>1,225</td><td>154,741</td></tr><tr><td rowspan="3">T. Joe Head,
Vice-Chairman, Vice
President and Director</td><td>2007</td><td>175,000</td><td>31,330</td><td>1,750</td><td>206,330</td></tr><tr><td>2006</td><td>175,000</td><td>48,658</td><td>1,750</td><td>283,871</td></tr><tr><td>2005</td><td>175,000</td><td>107,121</td><td>1,750</td><td>176,750</td></tr><tr><td rowspan="3">Aaron N. Bawcom, (4)
Former Vice President of
Engineering</td><td>2007</td><td>160,446</td><td>15,665</td><td>—</td><td>176,111</td></tr><tr><td>2006</td><td>175,000</td><td>43,915</td><td>—</td><td>256,345</td></tr><tr><td>2005</td><td>175,000</td><td>81,345</td><td>—</td><td>211,142</td></tr><tr><td rowspan="2">Garry L. Hemphill, (5)
Vice President of Sales</td><td>2007</td><td>110,000</td><td>15,665</td><td>1,100</td><td>125,665</td></tr><tr><td>2006</td><td>110,000</td><td>43,948</td><td>1,100</td><td>155,048</td></tr></table>
| 1sct
|
736012_2008_0001104659-08-025043
| 2,008
|
INTRUSION INC
|
|
<table><tr><td>Name andPrincipal Position</td><td>Year</td><td>Salary(1)</td><td>Bonus</td><td>StockAwards(2)</td><td>OptionAwards(2)</td><td>Non-EquityIncentive PlanCompensation(3)</td><td>All OtherCompensation(4)</td><td>Total</td></tr><tr><td>Frank J. Bisignano(s)</td><td>2020</td><td>$ 349,533</td><td>—</td><td>$5,600,045</td><td>$5,600,031</td><td>—</td><td>$644,316</td><td>$12,193,925</td></tr><tr><td>President and ChiefExecutive Officer</td><td>2019</td><td>563,750</td><td>$9,500,000</td><td>28,387,758</td><td>—</td><td>$ 1,480,000</td><td>331,874</td><td>40,263,383</td></tr><tr><td>Guy ChiarelloChief AdministrativeOfficer</td><td>2020</td><td>1,000,000</td><td>—</td><td>2,500,071</td><td>2,500,011</td><td>—</td><td>—</td><td>6,000,082</td></tr><tr><td rowspan="3">Robert W. HauChief Financial Officer</td><td>2020</td><td>531,250</td><td>—</td><td>—</td><td>2,500,011</td><td>—</td><td>—</td><td>3,031,261</td></tr><tr><td>2019</td><td>625,000</td><td>—</td><td>4,876,952</td><td>1,249,875</td><td>550,000</td><td>8,400</td><td>7,310,227</td></tr><tr><td>2018</td><td>625,000</td><td>—</td><td>1,678,043</td><td>1,150,016</td><td>684,462</td><td>131,520</td><td>4,269,041</td></tr><tr><td>Devin B. McGranahan(6)</td><td>2020</td><td>457,500</td><td>—</td><td>475,070</td><td>4,425,026</td><td>—</td><td>19,030</td><td>5,376,626</td></tr><tr><td>EVP and Senior Group</td><td>2019</td><td>510,000</td><td>—</td><td>6,023,375</td><td>1,499,861</td><td>435,000</td><td>8,400</td><td>8,476,636</td></tr><tr><td>President</td><td>2018</td><td>510,000</td><td>—</td><td>1,615,684</td><td>1,500,038</td><td>523,538</td><td>74,196</td><td>4,223,456</td></tr><tr><td rowspan="3">Byron C. VielehrChief Digital andData Officer</td><td>2020</td><td>457,500</td><td>—</td><td>—</td><td>1,900,003</td><td>—</td><td>—</td><td>2,357,503</td></tr><tr><td>2019</td><td>510,000</td><td>—</td><td>5,634,643</td><td>1,999,805</td><td>435,000</td><td>8,400</td><td>8,587,848</td></tr><tr><td>2018</td><td>510,000</td><td>—</td><td>2,703,383</td><td>1,500,038</td><td>567,561</td><td>8,250</td><td>5,289,232</td></tr><tr><td rowspan="3">Jeffery W. Yabuki(7)Former Chief ExecutiveOfficer and ExecutiveChairman</td><td>2020</td><td>348,697</td><td>—</td><td>21,968,697</td><td>5,916,032</td><td>—</td><td>612,727</td><td>28,846,153</td></tr><tr><td>2019</td><td>1,045,000</td><td>—</td><td>16,365,014</td><td>8,249,121</td><td>1,848,000</td><td>93,891</td><td>27,601,026</td></tr><tr><td>2018</td><td>840,000</td><td>—</td><td>6,112,010</td><td>4,000,013</td><td>1,451,596</td><td>7,150</td><td>12,410,769</td></tr></table>
| 1sct
|
798354_2021_0001193125-21-107584
| 2,021
|
FISERV INC
|
|
<table><tr><td></td><td>Notice of Annual Meeting of Shareholders
To Be Held April 26, 2006</td></tr><tr><td>TIME</td><td>10:00 a.m., CDT, on Wednesday, April 26, 2006</td></tr><tr><td>PLACE</td><td>Energen Plaza</td></tr><tr><td></td><td>605 Richard Arrington Jr. Blvd. North</td></tr><tr><td></td><td>Birmingham, Alabama 35203-2707</td></tr><tr><td>ITEMS OF BUSINESS</td><td>(1) To elect three members of the Board of Directors for three-year terms.</td></tr><tr><td></td><td>(2) To transact such other business as may properly come before the Meeting and any adjournment or postponement.</td></tr><tr><td>RECORD DATE</td><td>You can vote if you are a shareholder of record of the Company on March 3, 2006.</td></tr><tr><td>PROXY VOTING</td><td>It is important that your shares be represented and voted at the meeting. You can vote your shares by completing and returning the proxy card sent to you. You can revoke a proxy at any time prior to exercise at the Meeting by following the instructions in the accompanying proxy statement.
J. DAVID WOODRUFF
Secretary</td></tr><tr><td>Birmingham, Alabama
April 4, 2006</td><td></td></tr><tr><td></td><td>YOUR VOTE IS IMPORTANT
You are urged to date, sign and promptly return your proxy in the enclosed envelope.</td></tr></table>
| 0non_sct
|
277595_2006_0000950144-06-003151
| 2,006
|
ENERGEN CORP
|
|
<table><tr><td>Name</td><td>Fees Earned or Paid in Cash(1)($)</td><td>Stock Awards(2)($)</td><td>Option Awards(3)($)</td><td>Non-Equity Incentive Plan Compensation ($)</td><td>Change in Pension Value and Nonqualified Compensation Earnings ($)</td><td>All Other Compensation ($)</td><td>Total ($)</td></tr><tr><td>David A. B. Brown</td><td>$88,500</td><td>$74,978</td><td>—</td><td>—</td><td>—</td><td>—</td><td>$163,478</td></tr><tr><td>J. Samuel Butler</td><td>$51,000</td><td>$39,982</td><td>—</td><td>—</td><td>—</td><td>—</td><td>$90,982</td></tr><tr><td>Anthony B. Helfet</td><td>$55,500</td><td>$39,982</td><td>—</td><td>—</td><td>—</td><td>—</td><td>$95,482</td></tr><tr><td>Donald K. Miller</td><td>$54,500</td><td>$39,982</td><td>—</td><td>—</td><td>—</td><td>—</td><td>$94,482</td></tr><tr><td>Nelson Obus</td><td>$45,500</td><td>$39,982</td><td>—</td><td>—</td><td>—</td><td>—</td><td>$85,482</td></tr><tr><td>Rene J. Robichaud (4)</td><td>$8,750</td><td>—</td><td>$40,233</td><td>—</td><td>—</td><td>—</td><td>$48,983</td></tr><tr><td>Robert R. Gilmore (4)</td><td>$8,750</td><td>—</td><td>$40,233</td><td>—</td><td>—</td><td>—</td><td>$48,983</td></tr><tr><td>Jeffrey J. Reynolds</td><td>—</td><td>—</td><td>—</td><td>$375,000(5)</td><td>—</td><td>$276,843 (6)</td><td>$651,843</td></tr></table>
| 0non_sct
|
888504_2009_0000950152-09-004816
| 2,009
|
LAYNE CHRISTENSEN CO
|
|
<table><tr><td colspan="2">Share Ownership Guidelines</td></tr><tr><td>Chief Executive Officer</td><td>6x Salary</td></tr><tr><td>Other Named Executive Officers</td><td>3x Salary</td></tr></table>
| 0non_sct
|
35527_2016_0001193125-16-499200
| 2,016
|
FIFTH THIRD BANCORP
|
|
<table><tr><td></td><td colspan="6">Cumulative Total Returns</td></tr><tr><td></td><td>12/31/1999</td><td>12/29/2000</td><td>12/31/2001</td><td>12/31/2002</td><td>12/31/2003</td><td>12/31/2004</td></tr><tr><td>American Tower Corporation</td><td>$100</td><td>$123.92</td><td>$30.99</td><td>$11.55</td><td>$35.40</td><td>$60.20</td></tr><tr><td>Russell Midcap Index</td><td>100</td><td>108.25</td><td>102.16</td><td>85.63</td><td>119.93</td><td>144.17</td></tr><tr><td>Peer Group (1)</td><td>100</td><td>94.80</td><td>36.58</td><td>10.58</td><td>32.61</td><td>52.54</td></tr></table>
| 0non_sct
|
1053507_2005_0001193125-05-085900
| 2,005
|
AMERICAN TOWER CORP /MA/
|
|
<table><tr><td>Name and Principal Position</td><td>Year</td><td>Salary</td><td>Bonus (1)</td><td>Stock Awards (2)(3)</td><td>Option/SAR Awards (2)(4)</td><td>All Other Compensation (5)</td><td>Total</td></tr><tr><td>Maurice J. Gallagher, Jr.</td><td>2015</td><td>$—</td><td>$2,926,633</td><td>$600,071</td><td>$—</td><td>$23,782</td><td>$3,550,486</td></tr><tr><td>Chief Executive Officer</td><td>2014</td><td>—</td><td>547,061</td><td>299,970</td><td>210,253</td><td>20,934</td><td>1,078,218</td></tr><tr><td></td><td>2013</td><td>—</td><td>—</td><td>249,974</td><td>250,046</td><td>—</td><td>500,020</td></tr><tr><td>Scott Sheldon</td><td>2015</td><td>195,000</td><td>633,805</td><td>600,071</td><td>—</td><td>29,621</td><td>1,458,497</td></tr><tr><td>Senior Vice President, Chief</td><td>2014</td><td>195,000</td><td>518,654</td><td>299,970</td><td>210,253</td><td>22,653</td><td>1,246,530</td></tr><tr><td>Financial Officer</td><td>2013</td><td>195,000</td><td>470,000</td><td>300,034</td><td>200,022</td><td>7,150</td><td>1,172,206</td></tr><tr><td>Jude I. Bricker</td><td>2015</td><td>195,000</td><td>633,803</td><td>600,071</td><td>—</td><td>32,121</td><td>1,460,995</td></tr><tr><td>Senior Vice President, Planning</td><td>2014</td><td>195,000</td><td>516,586</td><td>299,970</td><td>210,253</td><td>26,410</td><td>1,248,219</td></tr><tr><td></td><td>2013</td><td>188,700</td><td>470,000</td><td>300,034</td><td>200,022</td><td>—</td><td>1,158,756</td></tr><tr><td>Scott M. Allard</td><td>2015</td><td>195,000</td><td>533,805</td><td>500,007</td><td>—</td><td>23,646</td><td>1,252,458</td></tr><tr><td>Senior Vice President, Chief</td><td>2014</td><td>195,000</td><td>469,348</td><td>299,970</td><td>210,253</td><td>23,979</td><td>1,198,550</td></tr><tr><td>Information Officer</td><td>2013</td><td>193,400</td><td>425,000</td><td>300,034</td><td>200,022</td><td>1,000</td><td>1,119,456</td></tr><tr><td>Gregory C. Anderson (6)</td><td>2015</td><td>147,500</td><td>350,000</td><td>350,145</td><td>—</td><td>10,649</td><td>858,294</td></tr><tr><td colspan="8">Vice President and Principal Accounting Officer</td></tr></table>
| 1sct
|
1362468_2016_0001362468-16-000064
| 2,016
|
Allegiant Travel CO
|
|
<table><tr><td>Name and principal position</td><td>Year</td><td>Salary</td><td>Bonus</td><td>Stock Awards</td><td>Option Awards</td><td>Non-Equity Incentive Plan Compensation</td><td>Nonqualified Deferred Compensation Earnings</td><td>All Other Compensation</td><td>Total</td></tr><tr><td>(a)</td><td>(b)</td><td>(c)</td><td>(d)</td><td>(e)</td><td>(f)</td><td>(g)</td><td>(h)</td><td>(i)</td><td>(j)</td></tr><tr><td>Wei Lin, Chief Executive Officer and Chairman of the Board of Directors(1)</td><td>2010</td><td>$ 47,544</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td><td>$ 47,544</td></tr><tr><td></td><td>2009</td><td>$ 38,035</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td><td>$ 38,035</td></tr></table>
| 1sct
|
1097896_2012_0001448788-12-000280
| 2,012
|
TRANSAX INTERNATIONAL LTD
|
|
<table><tr><td rowspan="3">Name</td><td colspan="4">Option Awards</td></tr><tr><td>Number of Securities Underlying Unexercised Options(#)</td><td>Number of Securities Underlying Unexercised Options(#)(1)</td><td rowspan="2">Option Exercise Price($)</td><td rowspan="2">Option Expiration Date</td></tr><tr><td>Exercisable</td><td>Unexercisable</td></tr><tr><td>Bruce C. Cozadd</td><td>140,000</td><td>—(2)</td><td>27.46</td><td>03/09/2021</td></tr><tr><td></td><td>122,580</td><td>17,420(2)(3)</td><td>11.48</td><td>03/07/2020</td></tr><tr><td></td><td>199,824</td><td>176(2)(4)</td><td>1.25</td><td>01/20/2019</td></tr><tr><td></td><td>99,462</td><td>7,038(2)(5)</td><td>7.96</td><td>05/15/2018</td></tr><tr><td></td><td>38,403</td><td>2,259(2)(6)</td><td>19.37</td><td>02/26/2017</td></tr><tr><td></td><td>164,120</td><td>—</td><td>15.09</td><td>02/17/2014</td></tr><tr><td></td><td>54,707</td><td>—</td><td>30.18</td><td>02/17/2014</td></tr><tr><td></td><td>54,707</td><td>—</td><td>45.27</td><td>02/17/2014</td></tr><tr><td>Kathryn E. Falberg</td><td>40,000(1)</td><td>—(2)</td><td>27.46</td><td>03/09/2021</td></tr><tr><td></td><td>56,250</td><td>3,750(2)(7)</td><td>11.48</td><td>03/07/2020</td></tr><tr><td></td><td>72,790</td><td>27,210(2)(8)</td><td>7.35</td><td>12/06/2019</td></tr><tr><td>Russell J. Cox</td><td>40,000(1)</td><td>—(2)</td><td>27.46</td><td>03/09/2021</td></tr><tr><td></td><td>26,950</td><td>33,050(2)(9)</td><td>8.23</td><td>08/24/2020</td></tr><tr><td>Carol A. Gamble(10)</td><td>35,000</td><td>—(2)</td><td>27.46</td><td>03/09/2021</td></tr><tr><td></td><td>25,039</td><td>14,961(2)(11)</td><td>11.48</td><td>03/07/2020</td></tr><tr><td></td><td>28,892</td><td>2,223(2)(4)</td><td>1.25</td><td>01/20/2019</td></tr><tr><td></td><td>25,135</td><td>3,750(2)(5)</td><td>7.96</td><td>05/15/2018</td></tr><tr><td></td><td>21,335</td><td>1,255(2)(6)</td><td>19.37</td><td>02/26/2017</td></tr><tr><td></td><td>62,652</td><td>—</td><td>15.09</td><td>02/17/2014</td></tr><tr><td></td><td>20,884</td><td>—</td><td>30.18</td><td>02/17/2014</td></tr><tr><td></td><td>20,884</td><td>—</td><td>45.27</td><td>02/17/2014</td></tr><tr><td>Karen J. Wilson</td><td>36,993</td><td>13,007(2)(12)</td><td>27.46</td><td>03/09/2021</td></tr></table>
| 0non_sct
|
1232524_2012_0001193125-12-270999
| 2,012
|
Jazz Pharmaceuticals plc
|
|
<table><tr><td>Name</td><td>Executive Contributions in 2006 ($)(1)</td><td>Registrant Contributions in 2006 ($)(1)</td><td>Aggregate Earnings in 2006 ($)(2)</td><td>Aggregate Withdrawals/ Distributions</td><td>Aggregate Balance at December 31, 2006 ($)</td></tr><tr><td>Andrew A. Barnard</td><td>$80,000</td><td>$31,200</td><td>$114,685</td><td>—</td><td>$1,262,164</td></tr><tr><td>Richard S. Donovan</td><td>$22,000</td><td>$7,615</td><td>$268</td><td>—</td><td>$29,883</td></tr><tr><td>Robert Giammarco</td><td>$21,154</td><td>$6,223</td><td>$7,781</td><td>—</td><td>$69,029</td></tr><tr><td>Michael G. Wacek</td><td>$30,000</td><td>$11,200</td><td>$65,306</td><td>—</td><td>$560,013</td></tr><tr><td>Anthony J. Narciso, Jr.</td><td>$13,100</td><td>$2,465</td><td>$24,868</td><td>—</td><td>$195,166</td></tr><tr><td>Donald L. Smith</td><td>$3,000</td><td>$2,922</td><td>$3,125</td><td>—</td><td>$50,563</td></tr></table>
| 0non_sct
|
1137048_2007_0000909567-07-000467
| 2,007
|
ODYSSEY RE HOLDINGS CORP
|
|
<table><tr><td>NAME AND PRINCIPAL POSITION</td><td>YEAR</td><td>SALARY(1)</td><td>BONUS(2)</td><td>STOCK AWARDS(3)</td><td>OPTION AWARDS</td><td>NON-EQUITY INCENTIVE PLAN COMPENSATION(4)</td><td>CHANGE IN PENSION VALUE AND NQDC EARNINGS(5)</td><td>ALL OTHER COMPENSATION(6)</td><td>TOTAL</td></tr><tr><td>Mitchell R. Butier</td><td></td><td></td><td></td><td></td><td></td><td></td><td></td><td></td><td></td></tr><tr><td rowspan="3">President & Chief Executive Officer</td><td>2018</td><td>$1,133,000</td><td>—</td><td>$5,580,651</td><td>—</td><td>$1,741,988</td><td>$0</td><td>$254,058</td><td>$8,709,697</td></tr><tr><td>2017</td><td>$1,124,750</td><td>—</td><td>$4,864,416</td><td>—</td><td>$2,407,625</td><td>$344,240</td><td>$218,437</td><td>$8,959,468</td></tr><tr><td>2016</td><td>$988,333</td><td>—</td><td>$4,694,582</td><td>$2,000,008</td><td>$1,832,620</td><td>$170,266</td><td>$152,978</td><td>$9,838,787</td></tr><tr><td>Gregory S. Lovins(7)</td><td></td><td></td><td></td><td></td><td></td><td></td><td></td><td></td><td></td></tr><tr><td rowspan="2">Senior Vice President & Chief Financial Officer</td><td>2018</td><td>$587,500</td><td>—</td><td>$1,140,762</td><td>—</td><td>$553,500</td><td>$0</td><td>$123,963</td><td>$2,405,725</td></tr><tr><td>2017</td><td>$480,949</td><td>$100,000</td><td>$1,038,782</td><td>—</td><td>$467,500</td><td>$89,626</td><td>$283,905</td><td>$2,460,762</td></tr><tr><td>Georges Gravanis(8)</td><td></td><td></td><td></td><td></td><td></td><td></td><td></td><td></td><td></td></tr><tr><td rowspan="3">President, LGM</td><td>2018</td><td>$651,785</td><td>—</td><td>$1,145,707</td><td>—</td><td>$546,333</td><td>—</td><td>$26,640</td><td>$2,370,465</td></tr><tr><td>2017</td><td>$618,551</td><td>—</td><td>$984,354</td><td>—</td><td>$598,737</td><td>—</td><td>$50,267</td><td>$2,251,909</td></tr><tr><td>2016</td><td>$523,775</td><td>—</td><td>$925,850</td><td>—</td><td>$682,964</td><td>—</td><td>$403,353</td><td>$2,535,942</td></tr><tr><td>Susan C. Miller</td><td></td><td></td><td></td><td></td><td></td><td></td><td></td><td></td><td></td></tr><tr><td rowspan="3">Senior Vice President, General Counsel & Secretary</td><td>2018</td><td>$560,017</td><td>—</td><td>$1,022,200</td><td>—</td><td>$416,324</td><td>$0</td><td>$147,356</td><td>$2,145,897</td></tr><tr><td>2017</td><td>$543,706</td><td>—</td><td>$995,936</td><td>—</td><td>$558,647</td><td>$1,307,825</td><td>$141,896</td><td>$3,548,010</td></tr><tr><td>2016</td><td>$527,870</td><td>—</td><td>$991,532</td><td>—</td><td>$468,996</td><td>$331,781</td><td>$126,461</td><td>$2,446,640</td></tr><tr><td>Deon M. Stander(7)</td><td></td><td></td><td></td><td></td><td></td><td></td><td></td><td></td><td></td></tr><tr><td>Vice President & General Manager, RBIS</td><td>2018</td><td>$535,290</td><td>$750,000</td><td>$870,212</td><td>—</td><td>$388,051</td><td>$0</td><td>$98,242</td><td>$2,641,795</td></tr></table>
| 1sct
|
8818_2019_0001047469-19-001005
| 2,019
|
Avery Dennison Corp
|
|
<table><tr><td>Name and Principal Position</td><td>Year</td><td>Salary ($)</td><td>Stock Awards ($)2,3</td><td>Option Awards ($)2</td><td>Non-Equity Incentive Plan Compensation ($)4</td><td>Change in Pension Value and Nonqualified Deferred Compensation Earnings ($)5</td><td>All Other Compensation ($)6</td><td>Total ($)</td></tr><tr><td>Hugh Grant</td><td>2013</td><td>1,450,585</td><td>3,200,006</td><td>2,842,261</td><td>3,864,483</td><td>461,671</td><td>755,146</td><td>12,574,152</td></tr><tr><td>Chairman of the Board</td><td>2012</td><td>1,432,936</td><td>1,875,060</td><td>4,121,618</td><td>5,000,000</td><td>1,247,920</td><td>548,072</td><td>14,225,606</td></tr><tr><td>and Chief Executive Officer</td><td>2011</td><td>1,409,179</td><td>1,875,197</td><td>4,682,812</td><td>3,070,769</td><td>330,547</td><td>200,166</td><td>11,568,670</td></tr><tr><td>Pierre C. Courduroux</td><td>2013</td><td>569,616</td><td>800,024</td><td>710,619</td><td>805,000</td><td>125,049</td><td>132,731</td><td>3,143,039</td></tr><tr><td rowspan="2">Senior Vice President and Chief Financial Officer</td><td>2012</td><td>517,500</td><td>375,072</td><td>824,411</td><td>975,000</td><td>178,215</td><td>76,061</td><td>2,946,259</td></tr><tr><td>2011</td><td>382,500</td><td>135,798</td><td>493,379</td><td>571,000</td><td>34,940</td><td>19,095</td><td>1,636,712</td></tr><tr><td>Brett D. Begemann</td><td>2013</td><td>683,827</td><td>1,000,075</td><td>888,274</td><td>1,120,000</td><td>55,929</td><td>147,066</td><td>3,895,171</td></tr><tr><td>President</td><td>2012</td><td>590,162</td><td>475,066</td><td>1,044,269</td><td>1,300,000</td><td>559,371</td><td>86,371</td><td>4,055,239</td></tr><tr><td>and Chief Operating Officer1</td><td>2011</td><td>549,185</td><td>3,181,573</td><td>999,005</td><td>800,000</td><td>123,577</td><td>26,744</td><td>5,680,084</td></tr><tr><td>Robert T. Fraley, Ph.D.</td><td>2013</td><td>632,583</td><td>1,000,075</td><td>888,274</td><td>1,020,000</td><td>198,358</td><td>162,392</td><td>3,901,682</td></tr><tr><td rowspan="2">Executive Vice President and Chief Technology Officer</td><td>2012</td><td>624,711</td><td>625,020</td><td>1,373,946</td><td>1,200,000</td><td>675,540</td><td>118,435</td><td>4,617,652</td></tr><tr><td>2011</td><td>610,062</td><td>3,714,128</td><td>1,561,068</td><td>865,000</td><td>262,683</td><td>31,510</td><td>7,044,451</td></tr><tr><td>Kerry J. Preete</td><td>2013</td><td>481,924</td><td>2,520,116</td><td>462,031</td><td>675,000</td><td>16,766</td><td>103,282</td><td>4,259,119</td></tr><tr><td>Executive Vice President, Global Strategy</td><td></td><td></td><td></td><td></td><td></td><td></td><td></td><td></td></tr></table>
| 1sct
|
1110783_2013_0001193125-13-466794
| 2,013
|
MONSANTO CO /NEW/
|
|
<table><tr><td>Name
(a)</td><td>Number of
Securities
Underlying
Unexercised
Options
(#)
Exercisable
(b)(1)</td><td>Number of
Securities
Underlying
Unexercised
Options
(#)
Unexercisable
(c)(1)</td><td>Equity
Incentive Plan
Awards:
Number of
Securities
Underlying
Unexercised
Unearned
Options
(#)
(d)</td><td>Option
Exercise Price
($)
(e)</td><td>Option
Expiration Date
(f)</td></tr><tr><td>John Tulin</td><td>32,500</td><td>32,500</td><td>---</td><td>$5.56</td><td>2/28/13</td></tr><tr><td>Eric P. Luft</td><td>25,000</td><td>25,000</td><td>---</td><td>$5.05</td><td>2/28/13</td></tr><tr><td>James E. Tulin</td><td>25,000</td><td>25,000</td><td>---</td><td>$5.56</td><td>2/28/13</td></tr></table>
| 0non_sct
|
95779_2011_0000910680-11-000315
| 2,011
|
Swank, Inc.
|
|
<table><tr><td>Name and Principal Positions(a)</td><td>Year(b)</td><td>Salary ($) (c)</td><td>Bonus ($) (d)</td><td>Stock Awards ($) (1)(e)</td><td>Option Awards ($) (1)(f)</td><td>All Other Compensation ($) (2)(g)</td><td>Total ($) (h)</td></tr><tr><td>R. Scott Popaditch (5)Chief Executive Officer,President and Director</td><td>2016</td><td>75,832</td><td>-</td><td>2,218</td><td>15,663</td><td>5,643</td><td>99,356</td></tr><tr><td rowspan="2">Jill M. Blanchard (6)Former ChiefExecutive Officer,President and Director</td><td>2016</td><td>290,846</td><td>-</td><td>-</td><td>-</td><td>48,342</td><td>339,188</td></tr><tr><td>2015</td><td>283,250</td><td>75,000(4)</td><td>-</td><td>-</td><td>2,692</td><td>360,942</td></tr><tr><td rowspan="2">Robert G. BrownChairman (Non-Executive) and Director</td><td>2016</td><td>100,000(3)</td><td>-</td><td>-</td><td>-</td><td>63,832(3)</td><td>163,832</td></tr><tr><td>2015</td><td>100,000(3)</td><td>-</td><td>-</td><td>-</td><td>76,174(3)</td><td>176,174</td></tr><tr><td rowspan="2">William H. BartelsVice Chairman andDirector</td><td>2016</td><td>150,000</td><td>-</td><td>-</td><td>-</td><td>16,495</td><td>166,495</td></tr><tr><td>2015</td><td>150,000</td><td>20,000(4)</td><td>-</td><td>-</td><td>15,349</td><td>185,349</td></tr><tr><td rowspan="2">James R. SegretoChief Financial Officer,Treasurer andSecretary</td><td>2016</td><td>186,430</td><td>-</td><td>1,955</td><td>1,004</td><td>17,430</td><td>206,819</td></tr><tr><td>2015</td><td>184,375</td><td>20,000(4)</td><td>1,788</td><td>-</td><td>16,610</td><td>222,773</td></tr><tr><td rowspan="2">Kori G. BelzerChief Operating Officer</td><td>2016</td><td>216,430</td><td>-</td><td>1,955</td><td>1,004</td><td>6,945</td><td>226,334</td></tr><tr><td>2015</td><td>213,833</td><td>20,000(4)</td><td>1,788</td><td>-</td><td>7,273</td><td>242,879</td></tr></table>
| 1sct
|
1004989_2017_0001437749-17-007439
| 2,017
|
SPAR GROUP INC
|
|
<table><tr><td>Name and Principal Position</td><td>Year</td><td>Salary ($)</td><td>Bonus ($)</td><td>Stock Awards(1) ($)</td><td>All Other Compensation ($)</td><td>Total ($)</td></tr><tr><td>Michael L. Ashner</td><td></td><td></td><td></td><td></td><td></td><td></td></tr><tr><td>Chief Executive Officer</td><td>2015</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td></td><td>2014</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td></td><td>2013</td><td>-</td><td>-</td><td>2,537,433</td><td>-</td><td>2,537,433</td></tr><tr><td>Carolyn Tiffany</td><td></td><td></td><td></td><td></td><td></td><td></td></tr><tr><td>President</td><td>2015</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td></td><td>2014</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td></td><td>2013</td><td>-</td><td>-</td><td>1,307,567</td><td>-</td><td>1,307,567</td></tr><tr><td>John Garilli</td><td></td><td></td><td></td><td></td><td></td><td></td></tr><tr><td>Chief Financial Officer</td><td>2015</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td></td><td>2014</td><td>-</td><td>-</td><td>30,680</td><td>-</td><td>30,680</td></tr><tr><td></td><td>2013</td><td>-</td><td>-</td><td>971,250</td><td>-</td><td>971,250</td></tr><tr><td>John Alba</td><td></td><td></td><td></td><td></td><td></td><td></td></tr><tr><td>Chief Investment Officer</td><td>2015</td><td>-</td><td>-</td><td>-</td><td>-</td><td>-</td></tr><tr><td></td><td>2014</td><td>-</td><td>-</td><td>30,680</td><td>-</td><td>30,680</td></tr><tr><td></td><td>2013</td><td>-</td><td>-</td><td>971,250</td><td>-</td><td>971,250</td></tr></table>
| 1sct
|
37008_2016_0001193805-16-003039
| 2,016
|
Winthrop Realty Trust
|
|
<table><tr><td>Name of Beneficial Owner</td><td>Amount of Beneficial Ownership</td><td>Percent of Outstanding Common Stock(1)</td></tr><tr><td>Joel R. Anderson(2)</td><td></td><td></td></tr><tr><td>Charles C. Anderson</td><td></td><td></td></tr><tr><td>Harold Anderson</td><td>727,016</td><td>10.4%</td></tr><tr><td>Jeffrey D. Benjamin(3)</td><td>789,332</td><td>11.3%</td></tr><tr><td>William A. Richardson(4)</td><td>1,012,728</td><td>14.5%</td></tr><tr><td>Gregory N. Roberts(5)</td><td>967,610</td><td>13.8%</td></tr></table>
| 0non_sct
|
1591588_2015_0001591588-15-000002
| 2,015
|
A-Mark Precious Metals, Inc.
|
|
<table><tr><td>(millions)</td><td>2004</td><td>2003</td><td>2002</td></tr><tr><td>Gross realized gains:</td><td></td><td></td><td></td></tr><tr><td>Available-for-sale: fixed maturities</td><td>$ 105.5</td><td>$ 108.4</td><td>$ 159.4</td></tr><tr><td>preferred stocks</td><td>7.9</td><td>7.4</td><td>12.0</td></tr><tr><td>common equities</td><td>56.1</td><td>19.0</td><td>35.3</td></tr><tr><td>Short-term investments</td><td>.1</td><td>.1</td><td>—</td></tr><tr><td></td><td>169.6</td><td>134.9</td><td>206.7</td></tr><tr><td>Gross realized losses:</td><td></td><td></td><td></td></tr><tr><td>Available-for-sale: fixed maturities</td><td>(23.8)</td><td>(40.5)</td><td>(85.6)</td></tr><tr><td>preferred stocks</td><td>(9.7)</td><td>(4.1)</td><td>(.1)</td></tr><tr><td>common equities</td><td>(56.6)</td><td>(77.6)</td><td>(199.6)</td></tr><tr><td>Short-term investments</td><td>(.2)</td><td>—</td><td>—</td></tr><tr><td></td><td>(90.3)</td><td>(122.2)</td><td>(285.3)</td></tr><tr><td>Net realized gains (losses) on securities:</td><td></td><td></td><td></td></tr><tr><td>Available-for-sale: fixed maturities</td><td>81.7</td><td>67.9</td><td>73.8</td></tr><tr><td>preferred stocks</td><td>(1.8)</td><td>3.3</td><td>11.9</td></tr><tr><td>common equities</td><td>(.5)</td><td>(58.6)</td><td>(164.3)</td></tr><tr><td>Short-term investments</td><td>(.1)</td><td>.1</td><td>—</td></tr><tr><td></td><td>$ 79.3</td><td>$ 12.7</td><td>$ (78.6)</td></tr><tr><td>Per share</td><td>$ .24</td><td>$ .04</td><td>$ (.23)</td></tr></table>
| 0non_sct
|
80661_2005_0000950152-05-001794
| 2,005
|
PROGRESSIVE CORP/OH/
|
|
<table><tr><td></td><td colspan="7">Option Awards(1)</td><td colspan="4">Stock Awards</td></tr><tr><td>Name(a)</td><td>Number of Securities Underlying Unexercised Options(#)Exercisable(b)</td><td>DateOptionsVested</td><td>Number of SecuritiesUnderlyingUnexercisedOptions(#)Unexercisable(c)</td><td>EquityIncentivePlanAwards:Number ofSecuritiesUnderlyingUnexercisedOptions(#)</td><td>OptionExercisePrice($) (e)</td><td>OptionExpirationDate(f)</td><td>Numberof Sharesor Units ofStockThat HaveNotVested(2)(#)(g)</td><td>MarketValue ofShares orUnits ThatHave NotVested(3)($) (h)</td><td>EquityIncentive PlanAwards:Numbers ofUnearnedShares, Unitsor OtherRights ThatHave NotVested(4)(#)(i)</td><td>EquityIncentivePlanAwards:Market orPayoutValue ofUnearnedShares,Units orOtherRightsThat HaveNotVested(3)($) (j)</td><td></td></tr><tr><td>James Torgerson -President and CEO</td><td>—</td><td>—</td><td>—</td><td>—</td><td>$—</td><td></td><td>14,970</td><td>$529,489</td><td>67,270</td><td>$2,379,340</td><td></td></tr><tr><td>Anthony Vallillo -Executive VicePresident & COO</td><td>—</td><td>—</td><td>—</td><td>—</td><td>$—</td><td></td><td>1,672</td><td>$59,139</td><td>32,520</td><td>$1,150,232</td><td></td></tr><tr><td>Richard Nicholas -Executive VicePresident and CFO</td><td>2,778</td><td>9/26/08</td><td>—</td><td>—</td><td>$31.248</td><td>9/26/2015</td><td>3,343</td><td>$118,242</td><td>18,630</td><td>$658,943</td><td></td></tr><tr><td>Richard Nicholas -Executive VicePresident and CFO</td><td>2,777</td><td>9/26/07</td><td>—</td><td>—</td><td>$31.248</td><td>9/26/2015</td><td>—</td><td>$—</td><td>—</td><td>$—</td><td></td></tr><tr><td>Linda Randell - SVPGeneral Counsel &Chief ComplianceOfficer</td><td>—</td><td>—</td><td>—</td><td>—</td><td>$—</td><td>—</td><td>4,186</td><td>$148,059</td><td>16,670</td><td>$589,618</td><td></td></tr><tr><td>Robert Allessio - VicePresident GasOperations</td><td>—</td><td>—</td><td>—</td><td>—</td><td>$—</td><td>—</td><td>—</td><td>$—</td><td>4,810</td><td>$170,130</td><td></td></tr></table>
| 0non_sct
|
1082510_2012_0001193125-12-152056
| 2,012
|
UIL HOLDINGS CORP
|
|
<table><tr><td></td><td>Chairman and CEO Total Compensation Estimate for 2009</td><td>Notes</td></tr><tr><td>Salary</td><td>$715,000</td><td></td></tr><tr><td>Actual Cash Incentive</td><td>$536,250</td><td></td></tr><tr><td>2009 Total Annual Cash Compensation</td><td>$1,251,250</td><td></td></tr><tr><td>Restricted Stock Units</td><td>$2,353,200</td><td>265,000 Time Vesting Restricted Stock Units at $8.88 on date of grant</td></tr><tr><td>Time-Vested Options at $8.88</td><td>$1,982,016</td><td>465,000 Time Vesting Options at $8.88 on date of grant</td></tr><tr><td>Performance Options with $17.76 Price Hurdle to Vest</td><td>$1,195,050</td><td>465,000 Price-Contingent Options at $8.88 on date of grant</td></tr><tr><td>Performance Options with $26.64 Price Hurdle to Vest</td><td>$753,300</td><td>465,000 Price-Contingent Options at $8.88 on date of grant</td></tr><tr><td>Other Compensation</td><td>$5,648</td><td></td></tr><tr><td>Total 2009 Chairman and CEO Pay</td><td>$7,540,464</td><td></td></tr></table>
| 0non_sct
|
1144354_2010_0000914317-10-000678
| 2,010
|
HEARTLAND PAYMENT SYSTEMS INC
|
|
<table><tr><td>Name and Principal Position</td><td>Year</td><td>Salary ($)</td><td>Bonus
($)(1)</td><td>Option
Awards
($)(2)</td><td>Non-Equity
Incentive Plan
Compensation
($)(3)</td><td>All Other
Compensation
($)(4)</td><td>Total ($)</td></tr><tr><td rowspan="3">Gerald T. Proehl,
President and Chief Executive Officer</td><td>2011</td><td>$582,188</td><td>$—</td><td>$1,155,419</td><td>$ 343,304</td><td>$ 7,350</td><td>$2,088,261</td></tr><tr><td>2010</td><td>555,750</td><td>—</td><td>902,580</td><td>248,152</td><td>7,350</td><td>1,713,832</td></tr><tr><td>2009</td><td>536,667</td><td>—</td><td>189,748</td><td>318,600</td><td>3,675</td><td>1,048,690</td></tr><tr><td rowspan="3">Debra P. Crawford,
Senior Vice President, Chief Financial Officer, Treasurer and Secretary</td><td>2011</td><td>342,210</td><td>—</td><td>288,379</td><td>123,875</td><td>7,350</td><td>761,814</td></tr><tr><td>2010</td><td>330,648</td><td>—</td><td>435,609</td><td>98,503</td><td>7,350</td><td>872,110</td></tr><tr><td>2009</td><td>317,442</td><td>—</td><td>98,523</td><td>132,153</td><td>3,675</td><td>551,793</td></tr><tr><td rowspan="3">Wendell Wierenga,
Ph.D., Executive Vice President, Research and Development(5)</td><td>2011</td><td>208,843</td><td>35,000</td><td>413,560</td><td>97,200</td><td>7,315</td><td>761,918</td></tr><tr><td>2010</td><td>—</td><td>—</td><td>—</td><td>—</td><td>—</td><td>—</td></tr><tr><td>2009</td><td>—</td><td>—</td><td>—</td><td>—</td><td>—</td><td>—</td></tr><tr><td rowspan="3">Carey J. Fox, J.D.,
Senior Vice President, General Counsel</td><td>2011</td><td>334,602</td><td>—</td><td>288,379</td><td>121,139</td><td>7,350</td><td>751,470</td></tr><tr><td>2010</td><td>321,574</td><td>—</td><td>435,609</td><td>96,235</td><td>7,350</td><td>860,768</td></tr><tr><td>2009</td><td>301,438</td><td>—</td><td>98,523</td><td>125,490</td><td>3,675</td><td>529,126</td></tr><tr><td rowspan="3">Michael D. Step,
Senior Vice President, Corporate
Development</td><td>2011</td><td>297,199</td><td>—</td><td>316,765</td><td>107,640</td><td>7,350</td><td>728,954</td></tr><tr><td>2010</td><td>286,794</td><td>—</td><td>363,006</td><td>85,305</td><td>7,350</td><td>742,455</td></tr><tr><td>2009</td><td>277,578</td><td>—</td><td>98,523</td><td>115,557</td><td>3,675</td><td>495,333</td></tr></table>
| 1sct
|
1172480_2012_0001193125-12-184933
| 2,012
|
SANTARUS INC
|
|
<table><tr><td></td><td>December 31,2020</td><td>December 31,2019</td></tr><tr><td>Audit Fees</td><td>$ 1,316,000</td><td>1,055,600</td></tr><tr><td>Audit-Related Fees</td><td>237,600</td><td>12,600</td></tr><tr><td>All Other Fees</td><td>3,560</td><td>20,250</td></tr></table>
| 0non_sct
|
1471265_2021_0001193125-21-078716
| 2,021
|
Northwest Bancshares, Inc.
|
|
<table><tr><td>NAME AND PRINCIPAL POSITION</td><td>YEAR</td><td>SALARY</td><td>BONUS</td><td>RESTRICTED STOCK AWARDS</td><td>SECURITIES UNDERLYING OPTIONS</td></tr><tr><td><S></td><td><C></td><td><C></td><td><C></td><td><C></td><td><C></td></tr><tr><td>Michael A.J. Farrell</td><td>2004</td><td>$2,430,000</td><td>$2,127,500</td><td>$0</td><td>150,000</td></tr><tr><td>Chairman of the Board, Chief</td><td>2003</td><td>$2,430,000</td><td>$420,798</td><td>$0</td><td>200,000</td></tr><tr><td>Executive Officer, and President</td><td>2002</td><td>$2,391,250</td><td>$850,000</td><td>$0</td><td>0</td></tr><tr><td>Wellington J. Denahan-Norris</td><td>2004</td><td>$1,945,000</td><td>$1,698,550</td><td>$0</td><td>150,000</td></tr><tr><td>Vice Chairman and</td><td>2003</td><td>$1,945,000</td><td>$775,678</td><td>$0</td><td>150,000</td></tr><tr><td>Portfolio Manager</td><td>2002</td><td>$1,913,959</td><td>$750,000</td><td>$0</td><td>0</td></tr><tr><td>Kathryn F. Fagan</td><td>2004</td><td>$984,000</td><td>$851,000</td><td>$0</td><td>50,000</td></tr><tr><td>Chief Financial Officer and</td><td>2003</td><td>$984,000</td><td>$368,319</td><td>$0</td><td>50,000</td></tr><tr><td>Treasurer</td><td>2002</td><td>$949,750</td><td>$250,000</td><td>$0</td><td>0</td></tr><tr><td>Jennifer S. Karve</td><td>2004</td><td>$984,000</td><td>$851,000</td><td>$0</td><td>50,000</td></tr><tr><td>Executive Vice President and</td><td>2003</td><td>$984,000</td><td>$368,319</td><td>$0</td><td>50,000</td></tr><tr><td>Secretary</td><td>2002</td><td>$948,016</td><td>$250,000</td><td>$0</td><td>0</td></tr><tr><td>James P. Fortescue</td><td>2004</td><td>$500,000</td><td>$408,250</td><td>$0</td><td>20,000</td></tr><tr><td>Senior Vice President and</td><td>2003</td><td>$500,000</td><td>$250,000</td><td>$0</td><td>20,000</td></tr><tr><td>Repurchase Agreement Manager</td><td>2002</td><td>$491,667</td><td>$200,000</td><td>$0</td><td>0</td></tr></table>
| 1sct
|
1043219_2005_0000930413-05-002524
| 2,005
|
ANNALY MORTGAGE MANAGEMENT INC
|
|
<table><tr><td></td><td>Target
(as a % of Base Salary)</td><td>Target1
(as a $ amount)</td><td>Actual
Amount Earned</td></tr><tr><td>Ernie Herrman</td><td>150%</td><td>$2,428,848</td><td>$1,734,683</td></tr><tr><td>Carol Meyrowitz</td><td>150%</td><td>$1,580,770</td><td>$1,128,986</td></tr><tr><td>Michael MacMillan2</td><td>55%</td><td>$ 603,181</td><td>$ 430,792</td></tr><tr><td>Richard Sherr</td><td>55%</td><td>$ 588,607</td><td>$ 420,383</td></tr><tr><td>Scott Goldenberg</td><td>55%</td><td>$ 498,173</td><td>$ 355,795</td></tr></table>
| 0non_sct
|
109198_2018_0001193125-18-133349
| 2,018
|
TJX COMPANIES INC /DE/
|
|
<table><tr><td>Name</td><td>Unvested RRP</td><td>RRP Post Exchange</td><td>Outstanding Options</td><td>Options Post Exchange</td></tr><tr><td>Jerome R. Balka, Esq.</td><td>2,261</td><td>2,134</td><td>28,268</td><td>26,690</td></tr><tr><td>A. J. Fanelli</td><td>2,261</td><td>2,134</td><td>28,268</td><td>26,690</td></tr><tr><td>John C. Hosier</td><td>7,912</td><td>7,470</td><td>28,268</td><td>26,690</td></tr><tr><td>Bruce E. Miller</td><td>5,654</td><td>5,338</td><td>14,134</td><td>13,345</td></tr><tr><td>Francis V. Mulcahy</td><td>2,261</td><td>2,134</td><td>28,268</td><td>26,690</td></tr><tr><td>Joseph W. Packer, Jr.</td><td>2,261</td><td>2,134</td><td>28,268</td><td>26,690</td></tr></table>
| 0non_sct
|
1578776_2013_0001065407-13-000462
| 2,013
|
PRUDENTIAL BANCORP, INC.
|
|
<table><tr><td rowspan="2">Name</td><td colspan="2">Stock Awards</td></tr><tr><td>Number of Shares
Acquired on Vesting
(#)</td><td>Value Realized on
Vesting(1) ($)</td></tr><tr><td>James C. Hagan</td><td>3,430</td><td>37,559</td></tr><tr><td>Leo R. Sagan, Jr.</td><td>1,271</td><td>13,917</td></tr><tr><td>Allen J. Miles, III</td><td>1,503</td><td>16,458</td></tr><tr><td>Gerald P. Ciejka</td><td>1,360</td><td>14,892</td></tr><tr><td>Guida R. Sajdak</td><td>714</td><td>7,818</td></tr><tr><td>William J. Wagner</td><td>—</td><td>—</td></tr></table>
| 0non_sct
|
1157647_2018_0001387131-18-001342
| 2,018
|
Western New England Bancorp, Inc.
|
|
<table><tr><td>Category</td><td>2020 Goal</td><td>Company Performance</td><td>Assessment</td></tr><tr><td>Reliability — Average Months Between Interruptions (MBI)</td><td>Achieve MBI of within 15.5 to 18.5 months</td><td>Exceeded: MBI = 19.2 months. Above the high level of the performance goal's range and in the top decile of the industry peer group</td><td>175%</td></tr><tr><td>Average Restoration Duration (SAIDI)</td><td>Achieve SAIDI of 64 to 77 minutes</td><td>Achieved: SAIDI = 64.0 minutes. At the lowest (best) end of the performance range, and in the top decile of the industry group as measured by recognized industry standards</td><td>175%</td></tr><tr><td>Safety Rate (Days Away Restricted Time (DART))</td><td>0.5 – 0.9 DART</td><td>Achieved: 0.7 DART — Within performance range of the goal and exceeding industry peers, with strong performance in responding to the pandemic</td><td>150%</td></tr><tr><td>Gas Service Response</td><td>99.2% – 99.6% on time</td><td>Achieved: 99.6%; Performance equal to industry average</td><td>100%</td></tr><tr><td>Diverse Leadership</td><td>40% diverse hires or promotions of leadership level</td><td>Exceeded: 47.6% – Performed well above the goal. We continued support of community efforts that address racial inequality and maintained focus within the Company of our commitment to advance racial equality</td><td>200%</td></tr><tr><td>Sustainability Ranking</td><td>75th percentile vs. US peer companies</td><td>Exceeded: At 85thpercentile, Eversource outperformed the peer group and is well into the first quartile; numerous recognitions and awards acknowledging the Company's sustainability excellence again in 2020</td><td>150%</td></tr><tr><td>Transform the Customer Experience</td><td>Launch new mobile app; increase accuracy of restoration time and customer digital engagement</td><td>Not Achieved: The "Ways to Save" initiative's targeted messaging and channels have pivoted to assist customers during the pandemic response with activities such as COVID-19 related product offers, employee high bill training, and virtual energy assessments. The estimated restoration time metric outperformed the goal and finished the year at 93%. Digital Customer Engagement finished above target at 88%, supported by enhancements to the Eversource.com Account Overview page, which has increased our search engine optimization and driven increased web traffic. However, despite these positive advancements, the Compensation Committee determined that because customers and other stakeholders, in Connecticut, felt our storm performance was inadequate, this measure was assessed to have not been achieved</td><td>0%</td></tr><tr><td>Clean Energy Execution</td><td>Successfully advance and execute clean energy initiatives</td><td>Achieved: We have made significant progress on advancing our agreement with the New London State Pier redevelopment, which provides our partnership access to the leading offshore wind port in the Northeast and a strategic advantage that permits greater flexibility in our installation vessel options. Our EV program met year end targets and our energy storage initiative is expected to be in service in mid-2021, within the approved MDPU window. Our energy efficiency programs were impacted by COVID-19, and in response we became the first utility in the nation to conduct virtual home energy audits for our customers</td><td>125%</td></tr></table>
| 0non_sct
|
72741_2021_0001104659-21-042415
| 2,021
|
EVERSOURCE ENERGY
|
|
<table><tr><td>Name</td><td>Number of Securities Underlying Unexercised Options: Exercisable</td><td>Option Exercise Price ($)</td><td>Option Expiration Date</td></tr><tr><td>Hastings, Reed</td><td>6,793</td><td>92.01</td><td>1/2/2023</td></tr><tr><td>Hastings, Reed</td><td>5,057</td><td>164.80</td><td>2/1/2023</td></tr><tr><td>Hastings, Reed</td><td>4,401</td><td>189.37</td><td>3/1/2023</td></tr><tr><td>Hastings, Reed</td><td>4,568</td><td>182.43</td><td>4/1/2023</td></tr><tr><td>Hastings, Reed</td><td>3,914</td><td>212.91</td><td>5/1/2023</td></tr><tr><td>Hastings, Reed</td><td>3,754</td><td>221.97</td><td>6/3/2023</td></tr><tr><td>Hastings, Reed</td><td>3,716</td><td>224.28</td><td>7/1/2023</td></tr><tr><td>Hastings, Reed</td><td>3,345</td><td>249.12</td><td>8/1/2023</td></tr><tr><td>Hastings, Reed</td><td>2,884</td><td>289.00</td><td>9/3/2023</td></tr><tr><td>Hastings, Reed</td><td>2,567</td><td>324.62</td><td>10/1/2023</td></tr><tr><td>Hastings, Reed</td><td>2,531</td><td>329.27</td><td>11/1/2023</td></tr><tr><td>Hastings, Reed</td><td>2,290</td><td>363.92</td><td>12/2/2023</td></tr><tr><td>Hastings, Reed</td><td>2,297</td><td>362.82</td><td>1/2/2024</td></tr><tr><td>Hastings, Reed</td><td>3,091</td><td>404.38</td><td>2/3/2024</td></tr><tr><td>Hastings, Reed</td><td>2,805</td><td>445.59</td><td>3/3/2024</td></tr><tr><td>Hastings, Reed</td><td>3,428</td><td>364.69</td><td>4/1/2024</td></tr><tr><td>Hastings, Reed</td><td>3,714</td><td>336.52</td><td>5/1/2024</td></tr><tr><td>Hastings, Reed</td><td>2,962</td><td>422.06</td><td>6/2/2024</td></tr><tr><td>Hastings, Reed</td><td>2,642</td><td>473.10</td><td>7/1/2024</td></tr><tr><td>Hastings, Reed</td><td>2,938</td><td>425.40</td><td>8/1/2024</td></tr><tr><td>Hastings, Reed</td><td>2,623</td><td>476.60</td><td>9/2/2024</td></tr><tr><td>Hastings, Reed</td><td>2,849</td><td>438.80</td><td>10/1/2024</td></tr><tr><td>Hastings, Reed</td><td>3,218</td><td>388.41</td><td>11/3/2024</td></tr><tr><td>Hastings, Reed</td><td>3,657</td><td>341.81</td><td>12/1/2024</td></tr><tr><td>Hunt, Neil</td><td>1,772</td><td>101.88</td><td>8/2/2020</td></tr><tr><td>Hunt, Neil</td><td>1,338</td><td>134.91</td><td>9/1/2020</td></tr><tr><td>Hunt, Neil</td><td>1,167</td><td>154.66</td><td>10/1/2020</td></tr><tr><td>Hunt, Neil</td><td>1,079</td><td>167.37</td><td>11/1/2020</td></tr><tr><td>Hunt, Neil</td><td>902</td><td>200.14</td><td>12/1/2020</td></tr><tr><td>Hunt, Neil</td><td>1,012</td><td>178.41</td><td>1/3/2021</td></tr><tr><td>Hunt, Neil</td><td>1,761</td><td>212.90</td><td>2/1/2021</td></tr><tr><td>Hunt, Neil</td><td>1,833</td><td>204.63</td><td>3/1/2021</td></tr><tr><td>Hunt, Neil</td><td>1,549</td><td>242.09</td><td>4/1/2021</td></tr><tr><td>Hunt, Neil</td><td>1,581</td><td>237.19</td><td>5/2/2021</td></tr><tr><td>Hunt, Neil</td><td>1,403</td><td>267.26</td><td>6/1/2021</td></tr><tr><td>Hunt, Neil</td><td>1,399</td><td>267.99</td><td>7/1/2021</td></tr><tr><td>Hunt, Neil</td><td>1,424</td><td>263.38</td><td>8/1/2021</td></tr><tr><td>Hunt, Neil</td><td>1,608</td><td>233.27</td><td>9/1/2021</td></tr><tr><td>Hunt, Neil</td><td>3,311</td><td>113.25</td><td>10/3/2021</td></tr><tr><td>Hunt, Neil</td><td>4,682</td><td>80.09</td><td>11/1/2021</td></tr><tr><td>Hunt, Neil</td><td>5,083</td><td>122.97</td><td>2/1/2022</td></tr><tr><td>Hunt, Neil</td><td>5,543</td><td>112.75</td><td>3/1/2022</td></tr><tr><td>Hunt, Neil</td><td>5,484</td><td>113.97</td><td>4/2/2022</td></tr><tr><td>Hunt, Neil</td><td>7,682</td><td>81.36</td><td>5/1/2022</td></tr></table>
| 0non_sct
|
1065280_2015_0001065280-15-000020
| 2,015
|
NETFLIX INC
|
|
<table><tr><td>Name</td><td>Committee membership as of December 31, 2014</td><td>Fees Earnedor Paidin Cash($)</td><td>StockAwards($)(1)</td><td>Total($)</td></tr><tr><td>Jon A. Boscia(2)</td><td>• Board service ended May 22, 2014 as a result of decision not to seek re-election</td><td>$ 41,279</td><td>$ 60,864</td><td>$102,143</td></tr><tr><td rowspan="3">Jane D. Carlin</td><td>• Audit</td><td>$112,556</td><td>$162,444</td><td>$275,000</td></tr><tr><td>• Finance & Risk Management(3)</td><td></td><td></td><td></td></tr><tr><td>• Regulatory Oversight(3) (Chair)</td><td></td><td></td><td></td></tr><tr><td rowspan="3">James O. Egan, Chairman of the Board</td><td>• Audit</td><td>$138,598</td><td>$188,550</td><td>$327,148</td></tr><tr><td>• Corporate Governance</td><td></td><td></td><td></td></tr><tr><td>• Human Capital & Compensation</td><td></td><td></td><td></td></tr><tr><td rowspan="2">Thomas P. Gibbons</td><td>• Audit</td><td>$100,031</td><td>$149,969</td><td>$250,000</td></tr><tr><td>• Finance & Risk Management(3)</td><td></td><td></td><td></td></tr><tr><td>Allan Z. Loren</td><td>• Corporate Governance</td><td>$ 89,036</td><td>$138,964</td><td>$228,000</td></tr><tr><td rowspan="3">Gregory J. Parseghian</td><td>• Audit</td><td>$112,556</td><td>$162,444</td><td>$275,000</td></tr><tr><td>• Finance & Risk Management(3) (Chair)</td><td></td><td></td><td></td></tr><tr><td>• Regulatory Oversight(3)</td><td></td><td></td><td></td></tr><tr><td rowspan="3">Charles P. Pizzi</td><td>• Corporate Governance (Chair)</td><td>$104,644</td><td>$154,576</td><td>$259,220</td></tr><tr><td>• Human Capital & Compensation</td><td></td><td></td><td></td></tr><tr><td>• Regulatory Oversight(3)</td><td></td><td></td><td></td></tr><tr><td rowspan="3">Deborah M. Reif</td><td>• Corporate Governance</td><td>$107,481</td><td>$157,398</td><td>$264,879</td></tr><tr><td>• Finance & Risk Management(3)</td><td></td><td></td><td></td></tr><tr><td>• Human Capital & Compensation (Chair)</td><td></td><td></td><td></td></tr><tr><td rowspan="2">Carroll R. Wetzel, Jr.</td><td>• Audit (Chair)</td><td>$105,028</td><td>$154,972</td><td>$260,000</td></tr><tr><td>• Human Capital & Compensation</td><td></td><td></td><td></td></tr></table>
| 0non_sct
|
77776_2015_0001047469-15-003693
| 2,015
|
PHH CORP
|
|
<table><tr><td>Name(a)</td><td>Executive Contributions in Last FY($) (b)</td><td>Aggregate Earnings in Last FY($) (1)(c)</td><td>Aggregate Withdrawals/ Distributions($) (d)</td><td>Aggregate Balance at Last FYE($) (e)</td></tr><tr><td>Stephen J. Scarborough</td><td>—</td><td>($2,983,889)</td><td>$560,772</td><td>$1,190,003</td></tr><tr><td>Andrew H. Parnes</td><td>—</td><td>($145,237)</td><td>—</td><td>$300,292</td></tr><tr><td>Scott D. Stowell</td><td>—</td><td>($431,064)</td><td>—</td><td>$2,897,283</td></tr><tr><td>Clay A. Halvorsen</td><td>—</td><td>($500,262)</td><td>—</td><td>$1,301,502</td></tr><tr><td>Douglas C. Krah</td><td>—</td><td>—</td><td>—</td><td>—</td></tr></table>
| 0non_sct
|
878560_2008_0001193125-08-072676
| 2,008
|
STANDARD PACIFIC CORP /DE/
|
|
<table><tr><td>Plan Category</td><td>Number of securities to be issued upon exercise of outstanding options, warrants and rights</td><td>Weighted-average exercise price of outstanding options, warrants and rights ($/Share)</td><td>Number of securities remaining available for future issuance under equity compensation plans (excluding securities reflected in first column) (1)</td></tr><tr><td>Equity compensation plans approved by security holders (1)</td><td>5,471,874</td><td>6.24</td><td>282,098</td></tr><tr><td>Equity compensation plans not approved by security holders (2)</td><td>134,113</td><td>7.43</td><td>Nil</td></tr><tr><td>Equity compensation plans not approved by security holders (2)</td><td>54,384</td><td>Cdn$ 10.92</td><td>Nil</td></tr><tr><td>Total</td><td>5,660,371</td><td>6.29</td><td>282,098</td></tr></table>
| 0non_sct
|
1015923_2009_0001169232-09-003268
| 2,009
|
OPTIMAL GROUP INC
|
End of preview. Expand
in Data Studio
README.md exists but content is empty.
- Downloads last month
- 21
Size of downloaded dataset files:
1.26 GB
Size of the auto-converted Parquet files:
1.26 GB
Number of rows:
14,998